Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort ascending	Respondents
July 8, 2024	Evarist C. Amah Release No. LR-26047 See Also: Final Judgment
July 8, 2024	Neil S. Chandran, et al. Release No. LR-26046 See Also: Judgment - Garry J. Davidson , Judgment - Linda C. Knott
July 8, 2024	Gene Daniel Levoff Release No. LR-26045 See Also: Opinion
July 2, 2024	Silvergate Capital Corporation, Alan J. Lane, Kathleen Fraher, and Antonio Martino Release No. LR-26044 See Also: SEC Complaint
July 2, 2024	John J. Kralik V, JKV Capital, LLC, and JKV LLC Release No. LR-26043 See Also: SEC Complaint
July 2, 2024	George Lewis Parsons II Release No. LR-26042 See Also: SEC Complaint
July 2, 2024	Hedonova Fund LLC Hedonova Advisors LLC Release No. LR-26041 See Also: SEC Complaint
July 1, 2024	Adrian J. Kawuba Release No. LR-26040 See Also: Final Judgment
July 1, 2024	Consensys Software Inc. Release No. LR-26039 See Also: SEC Complaint
June 27, 2024	BorrowMoney.com, Inc. and Aldo Piscitello Release No. LR-26038 See Also: SEC Complaint
June 26, 2024	Mike K. Veldhuis, Paul Sexton, Jackson T. Friesen, Zhiying Yvonne Gasarch, and Courtney Kelln Release No. LR-26037 See Also: Judgment - Jackson T. Friesen , Judgment - Yvonne Gasarch , Judgment - Courtney Kelln , Judgment - Paul Sexton , Judgment - Mike K. Veldhuis
June 25, 2024	Lufkin Advisors, LLC and Chauncey Forbush Lufkin, III Release No. LR-26036
June 25, 2024	John Brda and Georgios Palikaras Release No. LR-26035 See Also: SEC Complaint
June 20, 2024	Ross McLellan Release No. LR-26034 See Also: SEC Complaint
June 18, 2024	Yanni Tassev Release No. LR-26033 See Also: SEC Complaint
June 18, 2024	Western Sierra Resource Corporation, Roger Johnson, and Dennis Atkins Release No. LR-26032 See Also: SEC Complaint
June 17, 2024	Matthew Brown and Matthew Brown Companies, LLC Release No. LR-26031 See Also: SEC Complaint
June 14, 2024	Karen Rosenberger et al. Release No. LR-26030
June 14, 2024	PixarBio Corp. et al. Release No. LR-26029
June 14, 2024	Joshua Charles Avikzer Goltry and JAG Capital Advisors, LLC Release No. LR-26028 See Also: SEC Complaint
June 13, 2024	Bhardwaj et al. Release No. LR-26027
June 13, 2024	Brian C. Jensen Release No. LR-26026
June 13, 2024	Christopher R. Bentley, et al. Release No. LR-26025
June 13, 2024	Giguiere et al. Release No. LR-26024
June 12, 2024	Zhou Min Ni and Jian Ming "Jonathan" Ni, CPA Release No. LR-26023 See Also: Final Judgment - Jian Ming "Jonathan" Ni, CPA , Final Judgment - Zhou Min Ni
June 12, 2024	James L. Koutoulas Release No. LR-26022
June 12, 2024	Mario Gogliormella, Steven Lacaj, and Karim Ibrahim a/k/a/ Chris Hayes Release No. LR-26021 See Also: SEC Complaint
June 11, 2024	Ilit Raz Release No. LR-26020 See Also: SEC Complaint
June 11, 2024	Marc Henry Menard; Laesha Jean-Louis Release No. LR-26019 See Also: SEC Complaint
June 7, 2024	Jared Mitchell Release No. LR26018 See Also: Final Judgment
June 6, 2024	Jordan Qsar, Grant Witherspoon, Austin Bernard, and Chase Lambert Release No. LR-26017
June 4, 2024	Andre Wong Release No. LR-26016 See Also: SEC Complaint
June 4, 2024	Zhou Min Ni and Jian Ming “Jonathan” Ni, CPA Release No. LR-26015 See Also: SEC Complaint
June 3, 2024	Andreas Bechtolsheim Release No. LR-26014 See Also: SEC Complaint , Final Judgment
May 31, 2024	Tyler Loudon Release No. LR-26013
May 30, 2024	Frank Lynold Mercado; Tiger Wolf Capital, LLC Release No. LR-26012 See Also: SEC Complaint
May 23, 2024	Ian Balina Release No. LR-26011 See Also: Judgment
May 23, 2024	John D. Fierro and JDF Capital, Inc. Release No. LR-26010 See Also: Opinion - John D. Fierro , Final Judgment - John D. Fierro
May 22, 2024	Ganesh H. Betanabhatla Release No. LR-26009
May 20, 2024	Pedram Abraham Mehrian, Strategic Legacy Investment Group, Inc., and SLIG High-Interest Liquid Savings Company Release No. LR-26008
May 15, 2024	Nutra Pharma Corp. et al Release No. LR-26007
May 14, 2024	St. Julien et al. Release No. LR-26006
May 14, 2024	Jerry D. Guess Release No. LR-26005 See Also: SEC Complaint
May 13, 2024	Tyrone Johnny Lacy, Jr. Release No. LR-26004 See Also: SEC Complaint
May 13, 2024	Michael M. Beck and Helen Robinson Release No. LR-26003
May 10, 2024	Frank T. Poerio, Jr. Release No. LR-26002 See Also: SEC Complaint
May 10, 2024	FAT Brands, Inc., Andrew Wiederhorn, Ron Roe, Rebecca Hershinger Release No. LR-26001 See Also: SEC Complaint
May 10, 2024	Robert Tye Cournoyer; Green Equity Group, LLC; RS Group Holdings, LLC Release No. LR-26000 See Also: SEC Complaint
May 8, 2024	Pison Stream Solutions, Inc. and Joseph James, Jr., et al. Release No. LR-25999 See Also: SEC Complaint
May 8, 2024	Eric M. Cobb Release No. LR-25998
May 7, 2024	Magna Group, LLC; Magna Equities II, LLC; MG Partners, Ltd; Joshua Sason; Marc Manuel Release No. LR-25997
May 7, 2024	Red Rock Secured LLC, Sean Kelly, Anthony Spencer, and Jeffrey Ward Release No. LR-25996
May 7, 2024	Power Up Lending Ltd., et al. Release No. LR-25995 See Also: SEC Complaint
May 6, 2024	Petroteq Energy, Inc., Aleksandr Blyumkin, and Mark Korb Release No. LR-25994 See Also: Final Judgment - Mark Korb
May 3, 2024	Ahmed Alomari and MCM Consulting Release No. LR-25993 See Also: SEC Complaint
May 3, 2024	Robert M. Thompson; Financial Freedom Foundation d/b/a F3 Mastermind; Brandon Stucki Release No. LR-25992 See Also: SEC Complaint
May 1, 2024	Daniel E. Levin Release No. LR-25991
April 30, 2024	Jack B. Blount Release No. LR-25990 See Also: SEC Complaint
April 30, 2024	Sanjay Bhandari, Vinod Singhi, Rakesh Jain Release No. LR-25989 See Also: SEC Complaint
April 30, 2024	Martin Sumichrast Release No. LR-25988 See Also: Final Judgment
April 29, 2024	Tri-Bridge Ventures, LLC and John Francis Forsythe, III Release No. LR-25987 See Also: SEC Complaint
April 29, 2024	Mario E. Rivero Release No. LR-25986
April 26, 2024	Kevin Crotty Release No. LR-25985 See Also: SEC Complaint
April 24, 2024	Craig Allen Release No. LR-25984 See Also: SEC Complaint
April 24, 2024	Geosyn Mining, LLC, Caleb Joseph Ward, and Jeremy George McNutt Release No. LR-25983 See Also: SEC Complaint
April 22, 2024	Choice Advisors, LLC and Matthias O’Meara Release No. LR-25982 See Also: Order
April 22, 2024	City of Rochester, New York, Rosiland Brooks-Harris, Capital Markets Advisors, LLC, Richard Ganci, and Richard Tortora Release No. LR-25981
April 19, 2024	Michael Brackett Release No. LR-25980 See Also: SEC Complaint
April 17, 2024	Icaro Media Group, Inc., et al. Release No. LR-25979 See Also: SEC Complaint
April 15, 2024	George Stubos, et al. Release No. LR-25978 See Also: Final Judgment - Dori-Ann Stubos
April 15, 2024	Scott Lindell Release No. LR-25977
April 15, 2024	Gil Friedman Release No. LR-25976
April 12, 2024	Lixin Azarmehr, JL Real Estate Development Corporation, Nevada Skilled Nursing Lender, LLC, and Nevada Skilled Nursing Development Release No. LR-25975 See Also: SEC Complaint
April 11, 2024	Justin Robert King Release No. LR-25974
April 11, 2024	Zachary J. Horwitz Release No. LR-25973
April 9, 2024	Rosenberger et al. Release No. LR-25972, AAER-4496
April 9, 2024	Mark Borden Release No. LR-25971 See Also: SEC Complaint
April 8, 2024	Matthew Panuwat Release No. LR-25970
April 5, 2024	Volkswagen Aktiengesellschaft, et al. Release No. LR-25969
April 4, 2024	Commonwealth Equity Services, LLC d/b/a Commonwealth Financial Network Release No. LR-25968
April 4, 2024	Eduardo Hernandez et al. Release No. LR-25967 See Also: SEC Complaint
April 3, 2024	ClearPath Wealth Management, LLC; Patrick Churchville Release No. LR-25966
April 3, 2024	Ronald Heineman Release No. LR-25965
April 3, 2024	Jason Nielsen Release No. LR-25964 See Also: Final Judgment
April 2, 2024	GA Investors Release No. LR-25963 See Also: Final Judgment
April 2, 2024	Travis Treusch Release No. LR-25962 See Also: SEC Complaint
March 29, 2024	FLiK et al. Release No. LR-25961
March 29, 2024	Christopher E. Galvin Release No. LR-25960
March 28, 2024	Matthew Nicosia, William Reininger, Fabrizio Di Carlo, and Ronald Touchard Release No. LR-25959 See Also: Final Judgment
March 27, 2024	Jonathan William Mikula, et al. Release No. LR-25957
March 27, 2024	William Shupe and Daniel Cattlin Release No. LR-25958 See Also: Judgment
March 26, 2024	Jordan Qsar, Grant Witherspoon, Austin Bernard, and Chase Lambert Release No. LR-25956 See Also: SEC Complaint
March 26, 2024	Andreas Bechtolsheim Release No. LR-25955 See Also: SEC Complaint
March 22, 2024	Stephen Scott Burns Release No. LR-25954 See Also: SEC Complaint
March 22, 2024	Steven J. Jacobson and Advisor Resource Council Release No. LR-25953
March 20, 2024	Joseph Padilla, et al. Release No. LR-25952
March 20, 2024	Bernard Findley and Halitron, Inc. Release No. LR-25951 See Also: Final Judgment , SEC Complaint
March 15, 2024	Evoqua Water Technologies Corp. and Imran Parekh Release No. LR-25950, AAER-4493 See Also: Final Judgment - Evoqua Water Technologies , Final Judgment - Imran Parekh , Partial Judgment - Imran Parekh
March 14, 2024	Ismael Zarco Sanchez, et al. Release No. LR-25949 See Also: SEC Complaint
March 12, 2024	Roy M. Cook; Jeffrey A. Natrop; Peter S. Renner; James Rudolph and Peter Williams Release No. LR-25948 See Also: SEC Complaint

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