EDGAR Filer Support Contacts

(202) 551-8900

• 9 a.m. – 5:30 p.m. ET, Monday – Friday except federal holidays; Filer Support voicemail is available during off hours

Option #1: Fee Related Filings

• Account balance

• Fedwire status

• Current fee rate

• Refunds of unused funds

Option #2: EDGAR Next Proposing Beta Help Desk

• Submit technical bug report
• The telephone help desk is available until December 15, 2023, and the email help desk—EDGARNextBeta@sec.gov—will remain available for the duration of the EDGAR Next Proposing Beta.

Option #3: Filer Technical Support

• General instructions for Form ID, access requests, and company updates

• Form ID for filing agents, investment management and trading and markets filers

• Troubleshooting an error message

• Connection error with EDGAR

• Formatting documents

• Transmitting documents

• Any problems submitting documents

• Update company information (COUPDAT and SCUPDAT)

Option #4: Corporation Finance Filings

• Become a Corporation Finance filer

• Form ID or passphrase update

• Form D filings

• SIC codes

• Update registrant information

• Duplicate or removing a Corporation Finance filing

• Hardship exemption requests

• Anything relating to specific rules and regulations

Option #5: Investment Management Filings

• Filings under the 1940 Act rules

• Institutional investment managers subject to review by Division of Investment Management

• Help with investment company filings

• Duplicate or removing an investment company filing

*Frequently requested telephone numbers, email addresses, and other contacts for the Division of Investment Management

Option #6: Transfer Agents subject to review

Option #7: Large Traders and Form 13H

Option #8: Municipal Advisor Registration

      Forms MA, MA-I, MA-W, MA-NR