Impersonators of Genuine Firms

Public Alert: Western Equities Corporation

July 25, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

Western Equities Corporation

Manhattan Business Center
410 Park Avenue, 15th Floor
New York, NY 10022
Phone: 646-360-1663
Fax: 914-462-3791
Website: http://westernequitiescorp.com/

  1. Western Equities Corporation may be impersonating a formerly registered broker-dealer firm named Western Equities Corporation (CRD Number: 35416; SEC Number: 8-46791), which had the following mailing address: 5690 DTC Boulevard, #150, Englewood, CO 80111. The genuine Western Equities Corporation had its registration with the SEC terminated on November 19, 1995 and is defunct. The impersonator has NO connection with, and is not to be confused with, the former genuine entity.

Last Reviewed or Updated: June 28, 2024