Impersonators of Genuine Firms

Public Alert: Southampton Investment Services Inc.

July 25, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

Southampton Investment Services Inc.

New York, New York
Website: http://www.southamptoninternational.com/

  1. Southampton Investment Services Inc. is impersonating a genuine broker-dealer firm with a similar name - Southampton Investment Services Inc. (CRD Number: 8246; SEC Number: 8-24841), which has the following mailing address: 33 Whitehall Street, 6th Floor, New York, NY 10004. The impersonator has NO connection with, and is not to be confused with, the genuine Southampton Investment Services Inc. The SEC's EDGAR databasecontains registration information for the genuine entity.

Last Reviewed or Updated: June 28, 2024