Impersonators of Genuine Firms

Public Alert: RidgeWood Securities

July 25, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

RidgeWood Securities

825 Third Avenue
29th Floor RidgeWood Tower
New York, NY 10022
Phone: 347-321-4356
Fax: 347-594-4567
Website: http://rwsecurities.com/
and
14-A1 Phillips Parkway
Montvale, NJ 07645-1811
Phone: 800-1458-6105

  1. RidgeWood Securities is impersonating a genuine broker-dealer firm with the same name - Ridgewood Securities Corporation (CRD Number: 15453; SEC Number: 8-34781). The impersonator has NO connection with, and is not to be confused with, the genuine Ridgewood Securities Corporation, which has the following mailing address: 14 Philips Parkway Montvale, NJ 07645. The SEC's EDGAR database contains registration information for the genuine entity.

Last Reviewed or Updated: June 28, 2024