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Fictitious Regulators

Public Alert: The Regulating Body of Securities and Investments

July 19, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

The Regulating Body of Securities and Investments

One State Street
New York, NY 10004-1511
Phone: 646-569-9011
Fax: None
Website: www.rbsi-gov.org

Last Reviewed or Updated: June 28, 2024