Impersonators of Genuine Firms

Public Alert: NW Advisors LLC

July 25, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

NW Advisors LLC

31 Piping Rock Road
Locust Valley, NY 11560
Phone: 214-615-8599
Website: http://www.nwadvisorsllc.com

  1. NW Advisors LLC is impersonating a formerly registered broker-dealer firm with the same name and address - NW Advisors LLC (CRD Number: 136740; SEC Number: 8-67041). The impersonator has NO connection with, and is not to be confused with, the genuine NW Advisors LLC, which had its registration with the SEC terminated on March 9, 2013 and is defunct.

Last Reviewed or Updated: June 28, 2024