Fictitious Regulators

Public Alert: New York Compliance Regulatory Board

Feb. 19, 2020

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

New York Compliance Regulatory Board

214 Duffield Street
New York, NY 11201
Phone: 1-212-709-6926
Fax: None
Email: None
Website: www.nycrb.us

Last Reviewed or Updated: June 28, 2024