Unregistered Soliciting Entities

Public Alert: Maxwell Financial Services

July 30, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

Maxwell Financial Services

100 Broadway, Suite 405-406
New York, NY 10005
Phone: 1-646-213-2842 Ext: 2042
Fax: 1-646-390-3213
www.maxwellfs.com

Last Reviewed or Updated: June 28, 2024