Unregistered Soliciting Entities

Public Alert: Kaplan Mergers

July 26, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

Kaplan Mergers

17 Battery Place
New York, NY 10004
Phone: 1-646-586-5162
www.kaplanmergers.com

Last Reviewed or Updated: June 28, 2024