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Unregistered Soliciting Entities

Public Alert: Griffin Mergers and Acquisitions

July 26, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

Griffin Mergers and Acquisitions

8th Street and Nicollet Mall, Downtown
Minneapolis, MN 55402-8773
Phone: 612-284-2417
Fax: 612-677-3711

Last Reviewed or Updated: June 28, 2024