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Fictitious Regulators

Public Alert: Global Investments Compliance Center

July 18, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

Global Investments Compliance Center

5005 Rockside Road
Independence, OH 44131
Phone: 216-220-1600
Fax: 216-220-1601

Last Reviewed or Updated: June 28, 2024