Impersonators of Genuine Firms

Public Alert: Gardner Financial Trading

July 24, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

Gardner Financial Trading

White Plains Plaza
445 Hamilton Avenue, Suite 1107
White Plains, NY 10601
Phone: 917-546-7315
Fax: 212-631-1008
Website: http://gfinancetrading.com/

  1. Garner Financial Trading is impersonating a genuine broker-dealer firm with a similar name - Gardner Financial Services, Inc. (CRD Number: 21000; SEC Number: 8-38631). The impersonator has NO connection with, and is not to be confused with, the genuine Gardner Financial Services, Inc., which has the following mailing and internet addresses: 8421 Wayzata Boulevard, Suite 350, Minneapolis, MN 55426, www.gardnerfinancialmn.com. The SEC's EDGAR database (http://www.sec.gov/edgar.shtml) contains registration information for the genuine entity.

Last Reviewed or Updated: June 28, 2024