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Fictitious Regulators

Public Alert: Financial Services Department

Aug. 28, 2020

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

Financial Services Department

1140 Empire Central Drive
Dallas, TX 75247
Phone:  1-214-817-2643
Fax:  None
Email:  inquiries@finsd.org
Website:  www.finsd.org

Last Reviewed or Updated: June 28, 2024