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Fictitious Regulators

Public Alert: Department of Securities Liquidations

July 18, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

Department of Securities Liquidations

Last Reviewed or Updated: July 18, 2019