Fictitious Regulators
Public Alert: Department of Securities Liquidations
July 18, 2019
The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.
Department of Securities Liquidations
Last Reviewed or Updated: July 18, 2019