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Fictitious Regulators

Public Alert: Department of Securities and Exchange Regulation

July 18, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

Department of Securities and Exchange Regulation

1710 N. 5th Street
Philadelphia, PA 19122
Phone: 215-278-8709
Fax: 215-754-4282
Website: www.dosereg.org

Last Reviewed or Updated: June 28, 2024