Impersonators of Genuine Firms

Public Alert: C&O Fund Distributor, Inc.

July 19, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

C&O Fund Distributor, Inc.

Commerce Bank Building, 2nd Floor
276 5th Avenue
New York, NY
Phone: 646-360-1722
Fax: 646-861-4864
Website: http://cofunddistributor.com/

  1. C&O Fund Distributor, Inc. is impersonating a formerly registered broker-dealer firm named C&O Funds Distributor, Inc. (CRD Number: 13238; SEC Number: 8-28882). The genuine C&O Funds Distributor, Inc. filed a Form BDW to have its registration with the SEC withdrawn, effective March 7, 1999, and is defunct.

Last Reviewed or Updated: June 28, 2024