Unregistered Soliciting Entities

Public Alert: Ashley Partners M&A

July 25, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

Ashley Partners M&A

100 Pearl Street 11th Floor
Hartford, CT 06103
Phone: 860-760-1720
Fax: 860-760-6834
Website: http://www.ashleypartners.com/

  1. Investor solicitations employ "International Shareholders Compliance Department," an entity which is believed to be fictitious.

Last Reviewed or Updated: June 28, 2024