Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed
Date Respondents
Manu B. Shrivastava
Release No. LR-16669
Lewis Allen Rivlin, Edwin Earl Huling III, and Alfred Huascar Velarde, as Defendants; and Z-Finance, S.A., Anthony P. Zioudas, Hedley Finance Ltd., Christian Dante, and Chrysanthos Chrysostomou, as Relief Defendents
Release No. LR-16668
Tutornet.com Group, Inc. and Euburn R.A. Forde
Release No. LR-16667
Internet Telecommunications Albany System SMR, et al.
Release No. LR-16666
Le Club Privé S.A., Zdenek Kieslich, Ron Zvi Mendelson, Eugene G. Chusid, Le Baron Solidarity, S.A., Le Baron Insured Fund, Le Baron High Income Fund, Le Baron High Yield Fund, Defendants; and Rishon Bank (SC), Rishon Financial Services, S.A., Rishon Investment Corp, M&R Bank Corp., World Wide Trading Group of Companies, Inc., World US Financial Services, Inc., Boris G. Chusid, Citadel Bank & Trust Inc., Relief Defendants
Release No. LR-16665
Blizerian
Release No. LR-16664
Jeffrey P. Sudikoff, Edward Cheramy and Rudy Wann
Release No. LR-16663, AAER-1296
EquityAlert.Com, Inc. and Harmel S. Rayat
Release No. LR-16662
Jeremiah J. Hegarty and Michael J. Hegarty
Release No. LR-16661
Internet Telecommunications Albany System SMR, et al.
Release No. LR-16660
Phoenix Telecom, L.L.C., Jerold Benjamin Clawson, Jerry Deland Beacham and H. Ellis Ragland, Jr.
Release No. LR-16659
Todd J. LaScola, et al.
Release No. LR-16658
Stephen R.B. Bingham, et al.
Release No. LR-16657, AAER-1294
Merger Communications, Inc., Jukka U. Tolonen, and David A. Drake
Release No. LR-16656
Tracie Carpin, Kimberly Davis, Nedene Greer and Tommy Dalton Greer
Release No. LR-16655
James Michael Cogley and The Ohio Estate Group, Inc.
Release No. LR-16654
Precious Stones Trading Worldwide, Inc., Ruslan Rapoport, Edward Landenbaum, and Igor Landenbaum
Release No. LR-16653
Texas American Group, Inc., et al.
Release No. LR-16652
Broadband Wireless International Corporation, Boradcom Wireless Communications Corporation, Ivan W. Webb and Donald L. Knight, Defendants; and Black Giant Resources Corporation, Broadband Wireless Communications Corporation, Medscan Technologies, Inc., and Kimberly Knight, Relief-Defendants
Release No. LR-16651
Kenneth R. Payne, et al.
Release No. LR-16650
Elfindepan, S.A. Southern Financial Group, Tracy Calvin Dunlap, Jr. and Barry Lowe
Release No. LR-16649
Watson King, et al.
Release No. LR-16648
Thomas A. Toussaint, Michael C. Slagle and Erwin K. Gegle
Release No. LR-16647
William A. Dibella
Release No. LR-16646
Stefan M. Palatin
Release No. LR-16645, AAER-1292
Chemical Trust et al
Release No. LR-16644
Cosmas Anastassiou et al.
Release No. LR-16643
Phoenix Telecom, L.L.C., Jerold Benjamin Clawson, Jerry Deland Beacham and H. Ellis Ragland, Jr.
Release No. LR-16642
Sanjay Saxena and Mumtaz Saxena
Release No. LR-16641
John R. Manion, Rocco J. Anselmo, James L. Rammelt, Ivan Kron, Donald S. Italia and William E. Sklar
Release No. LR-16640
Ramon R. Obod
Release No. LR-16639
Meridian Asset Management, Inc., et al
Release No. LR-16638
Roger Bernhammer
Release No. LR-16637
First Choice Management Services, Inc. and Gary Van Waeyenberghe
Release No. LR-16635
Phillip Herman, Marc Wein, Millennium Services Corp., and Branin Investments, Inc.
Release No. LR-16636
Guilford Mills, Inc. and Timothy J. Gaffney
Release No. LR-16634, AAER-1288
United Custodial Corporation
Release No. LR-16633
Charles O. Huttoe, et al.
Release No. LR-16632a
Charles O. Huttoe, et al.
Release No. LR-16632
JWGenesis Financial, Inc.
Release No. LR-16631
Larry W. Ellis
Release No. LR-16630
Jason M. Chester and JMAX Online Communications, Inc.
Release No. LR-16629
Nicholas L. Geranio; California Laser Company
Release No. LR-16628
System Software Associates, Inc., Roger Covey and Joseph Skadra
Release No. LR-16627, AAER-1285
Stadtt Media, L.L.C., Anthony B. Benavides, Robert M.Martinez, Jefferson F. Santos, and Lana M. St. Martin (Defendant solely for purposes of equitable relief)
Release No. LR-16626
Michael A. Puhr
Release No. LR-16625, AAER-1286
David J. Naughton, et al
Release No. LR-16624
Rupay-Barrington Capital Management, Inc., Rupay-Barrington Financial Group, Inc. and Rupay-Barrington Funds, Inc.
Release No. LR-16623
Refael Shaoulian
Release No. LR-16621
Aziz Golshani, et al.
Release No. LR-16620
Louis G. Karabochos, Kathy D. Karabochos, Kenneth E. Ratto and Stephen L. Boyd
Release No. LR-16619
Robert J. Dalton, James L. Masini and George J. Bodlak
Release No. LR-16622
Mark Gatch and Henry Benjamin Schmidt
Release No. LR-16618
Internet Broadcast Group et al.
Release No. LR-16617
SG Limited, d/b/a Stockgeneration, et al.
Release No. LR-16616
Michael Batterman, Randall B. Atterman III, and Dynasty Fund, Inc.
Release No. LR-16615
Ronald G. Davies
Release No. LR-16614, AAER-1282
File Number: 3-10244
John P. Venners
Release No. LR-16613
One or More Unknown Purchasers of Call Options and Common Stock of USCS International, Inc.,
Release No. LR-16612
Thomas J. Kearns, individually and doing business as Financial Associated Service, and Kearns Financial Services, Inc.
Release No. LR-16610
DCI Telecommunications, Inc., Joseph J. Murphy, Russell B. Hintz, and Grace P. Murphy
Release No. LR-16609, AAER-1279
Teresa V. Fernandez
Release No. LR-16608
Tamarack Funding Corp. and Garry P. Isaacs
Release No. LR-16611
Enterpreises Solutions, Inc., et al.
Release No. LR-16607
United Fire Technology, Inc., et al.
Release No. LR-16606
National Institute Companies of America, Inc., et al.
Release No. LR-16605
Floyd Leland Ogle, Donald Tabor, Kailey Mining Co., Reuben Peters, Peters Securiteis Co., LP, Albinas Kurkulis, Andrew Kurkulis, Paul Kurkulis, Gary Cotten, and Robin Opp
Release No. LR-16604
Chemical Trust, et. al.
Release No. LR-16603
Steve Madden
Release No. LR-16600
Lorraine K. Cassano
Release No. LR-16599
Nicholas-Appelgate Capital Management
Release No. LR-16602
File Number: 3-9673
Southwest Income Trust, et al.
Release No. LR-16601
John Wayne Zidar, John Wesley Matthews and Elizabeth Anne Phillips, in their personal capacities and doing business as Oakleaf International, Rosewood International and Meliorations Management Teem
Release No. LR-16598
Universe, Inc. et al.
Release No. LR-16597
Mark J. Aronds and Michael Garzoni
Release No. LR-16596
In Shig Ahn
Release No. LR-16595
Chemical Trust, et al.
Release No. LR-16594
Lewis Allen Rivlin, Edwin Earl Huling III, and Alfred Huascar Velarde, as defendants; and Z-Finance, S.A., Anthony P. Zioudas, Hedley Finance Ltd., Christian Dante, and Chrysanthos Chrysostomou, as relief defendants
Release No. LR-16593
Internet Telecommunications Albany System SMR, et al.
Release No. LR-16592
Michael R. Hendrix, Douglas S. Sawamura, Jeffrey S. Summerlin, James A.S. Lewis, Craig A. Larrew, San H. Mai, Bich Thi Hoang, Linh Ngoc Vu, Nick S. Park, John H. Oh, Timothy J. Helms and Raymond L. Helms
Release No. LR-16591
See Also: Complaint in this matter , First Amended Complaint in this matter
SG Limited, d/b/a StockGeneration et al.
Release No. LR-16590
Diagnostic Professional Imaging Services, Inc., Nationwide Medical Supplies, Inc., Justin Marvul, Michael Danilovich, Marat "Mark" Zayats, Gregory Levin, James Gennady Gaberkorn, Vadim Steven Shapiro, Arthur Prakopets, and Direct Surgical Supplies, LTD.
Release No. LR-16589
Bruce Follick, Donald Brooks, Karl Donovan, Aaron Sandstrom, Derek Shapiro, a/k/a David Shapiro, Salvatore Tavolacci, Frederick Wall, First Fidelity Financial Corp., Exchange Online, Inc., First Fidelity Equities, Inc., Amerivest Online, Inc., First Commerce Corp., and First Fidelity Investment Management, Inc.
Release No. LR-16588
Cendant Corporation
Release No. LR-16587, AAER-1276
File Number: 3-10225
Vigue et al.
Release No. LR-16586, AAER-1269
Gary Landon Davenport, dba Southwest Family Trust Service, Financial Marketing Service and Liberty Marketing Service, Russell Reeves, dba Enterra Marketing Service, Richard Earl Russell and Gregory Monroe Roberts
Release No. LR-16585
Paul Y. Okuda, Stephen A. Thorpe, and David J. Chester
Release No. LR-16584, AAER-1268
File Number: 3-9345
Robert E. Cohen, Victor M. Caron, and James B. Yates, Jr.
Release No. LR-16583
File Number: 3-7700,
Gene Irving Garland, Jr., individually and dba Association for Retired Persons Financial Services and Sharla Dawn Holland
Release No. LR-16582
Charles Richard Homa, et al.
Release No. LR-16578
Jamie P. Piromalli, Steven Brewer, A. Michael Jaillett, Richard Mann and Seth Miller
Release No. LR-16577
Millennium Software Solutions, Inc. and Mark Shkolir
Release No. LR-16581
Christopher K. Bagdasarian and Sam Lance White
Release No. LR-16580, AAER-1264
Skyline Group, Inc, Robert L. Sheets, and Mary A. West
Release No. LR-16579
Sterling Foster & Company, Inc., Adam Lieberman, Craig Kellerman, Frank Monroig, and Dennis Rueb
Release No. LR-16568
First Capital Services, Inc., et al.
Release No. LR-16576
Tee To Green Golf Parks, Inc., Steven Blumhagen, Susan Blumhagen, David Trotter, Hanover Financial Group, Inc., Donald W. Owens and Financial Security Group Insurance Agency, Inc
Release No. LR-16575
Kurtis Keith Lowe, et al.
Release No. LR-16574
Claude Cossu
Release No. LR-16573
Linda Ballou, Ronald Wackler and Bruce Harlan
Release No. LR-16572
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