Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
Feb. 16, 2011	Lorenz Kohler and Swiss Real Estate International Holding AG, Defendants, and Sacho Todorov Dermendjiev, Relief Defendant Release No. LR-21860
Feb. 16, 2011	Zhenyu Ni Release No. LR-21859 See Also: SEC Complaint
Feb. 16, 2011	Brett A. Cohen; David V. Myers; Aaron J. Scalia; and Stephen J. Scalia Release No. LR-21858 See Also: SEC Complaint
Feb. 16, 2011	Winning Kids, Inc., et al. Release No. LR-21857
Feb. 15, 2011	Monroe L. Beachy Release No. LR-21856 See Also: SEC Complaint
Feb. 14, 2011	Alternate Energy Holdings, Inc., et al. Release No. LR-21855
Feb. 14, 2011	Jeffrey R. Glover Release No. LR-21854 File Number: 3-14255
Feb. 11, 2011	Michael W. Perry and A. Scott Keys; and S. Blair Abernathy Release No. LR-21853, AAER-3277 See Also: SEC Complaint vs. Perry and Keys , SEC Complaint vs. Abernathy
Feb. 11, 2011	Neal R. Greenberg Release No. LR-21852
Feb. 10, 2011	Algird M. Norkus and Financial Update, Inc. Release No. LR-21850
Feb. 10, 2011	James N. Turek, et al. Release No. LR-21849
Feb. 10, 2011	David E. Watson, et al. Release No. LR-21848
Feb. 10, 2011	Tyson Foods, Inc. Release No. LR-21851
Feb. 8, 2011	Carol McKeown, et al. Release No. LR-21847
Feb. 8, 2011	John W. Lawton, Paramount Partners LP, and Crossroad Capital Management, LLC Release No. LR-21846
Feb. 8, 2011	Robert Olins, et al. Release No. LR-21845
Feb. 8, 2011	Mark Anthony Longoria, Daniel L. DeVore, James Fleishman, Bob Nguyen, Winifred Jiau, Walter Shimoon, Samir Barai, Jason Pflaum, Barai Capital Management, Noah Freeman, and Donald Longueuil Release No. LR-21844 See Also: SEC Complaint
Feb. 8, 2011	Curtis Peterson, Eric Maher, Ronald White, and Express International, LLC, et al. Release No. LR-21843 See Also: SEC Complaint
Feb. 7, 2011	Gustav George Bujkovsky, et al. Release No. LR-21842
Feb. 7, 2011	Wall Street Capital Funding LLC, Philip Cardwell, Roy Campbell, and Aaron Hume Release No. LR-21841 See Also: SEC Complaint
Feb. 7, 2011	William J. Reid, Algorithmic Trading Advisors, LLC and World Stock Fund, L.P. Release No. LR-21840 See Also: SEC Complaint
Feb. 4, 2011	Galleon Management, LP, et al. Release No. LR-21839
Feb. 4, 2011	Vinayak S. Gowrish Release No. LR-21838
Feb. 4, 2011	Scott D. Farah, Donald E. Dodge, Financial Resources Mortgage, Inc., and C L and M, Inc., as Defendants, and Center Harbor Christian Church, as Relief Defendant Release No. LR-21837
Feb. 3, 2011	Mark Anthony Longoria, Daniel L. DeVore, James Fleishman, Bob Nguyen, Winifred Jiau, and Walter Shimoon Release No. LR-21836 See Also: SEC Complaint
Feb. 2, 2011	Louis E. Rivelli, et al. Release No. LR-21835, AAER-3238
Feb. 1, 2011	Galleon Management, LP, et al. Release No. LR-21834
Feb. 1, 2011	Gregg M.S. Berger, et al. Release No. LR-21833 See Also: SEC Complaint
Jan. 31, 2011	William Landberg, Kevin Kramer, Steven Gould, Janis Barsuk, West End Financial Advisors LLC, West End Capital Management LLC, and Sentinel Investment Management Corporation, Defendants, and Louise Crandall and L/C Family Limited Partnership, Relief Defendants Release No. LR-21829
Jan. 31, 2011	Maxwell Technologies Inc. Release No. LR-21832, AAER-3236 See Also: SEC Complaint
Jan. 31, 2011	Eugene C. Geiger; AbsoluteFuture.com, et al.; Wamex Holdings, Inc., et al. Release No. LR-21831
Jan. 31, 2011	David J. Hernandez et al. Release No. LR-21830
Jan. 28, 2011	Francisco Illarramendi and Michael Kenwood Capital Management, LLC, as Defendants, and Michael Kenwood Asset Management, LLC, Michael Kenwood Energy and Infrastructure LLC, and MKEI Solar, LP, as Relief Defendants Release No. LR-21828 See Also: SEC Complaint
Jan. 26, 2011	Adam Smith Release No. LR-21827
Jan. 26, 2011	Michael Cardillo Release No. LR-21826 See Also: SEC Complaint
Jan. 25, 2011	Joseph P. Nacchio, et al. Release No. LR-21825 See Also: SEC Complaint
Jan. 25, 2011	Christopher S. Metcalf, Bozidar "Bob" Vukovich, and Pantera Petroleum, Inc. Release No. LR-21824
Jan. 24, 2011	Smart Online, Inc., et al. Release No. LR-21823
Jan. 24, 2011	Paul W. Jennings Release No. LR-21822, AAER-3235 See Also: SEC Complaint
Jan. 21, 2011	Wall Street Communications, Inc., et al. Release No. LR-21821
Jan. 21, 2011	Zizhong Fan and Zishen Fan, Defendants and Junhua Fan, Relief Defendant Release No. LR-21820 See Also: SEC Complaint
Jan. 20, 2011	NutraCea, et al. Release No. LR-21819, AAER-3234 See Also: SEC Complaint
Jan. 19, 2011	Provident Capital Indemnity, Ltd.,Minor Vargas Calvo, Jorge L. Castillo, and Relief Defendant Desarrollos Comerciales Ronim, S.A. Release No. LR-21818
Jan. 14, 2011	Christopher Wheeler, et al. Release No. LR-21817 See Also: SEC Complaint
Jan. 14, 2011	Theodore R. Maloney; Donald K. McGhan and Jimmy J. McGhan Release No. LR-21816
Jan. 14, 2011	George H. Holley, Steven V. Dudas, and Phairot Iamnaita Release No. LR-21815
Jan. 14, 2011	Joseph D. Radcliffe and Michael J. Radcliffe Release No. LR-21814, AAER-3231
Jan. 14, 2011	Lowell Gene “Bob” Hancher, Commerce Street Venture Group, Inc., Edward T. Whelan and Grace Holdings, Inc. Release No. LR-21813 See Also: SEC Complaint
Jan. 13, 2011	Warren D, Nadel, Warren D. Nadel & Co. and Registered Investment Advisers, LLC Release No. LR-21812 See Also: SEC Complaint
Jan. 13, 2011	CytoCore, Inc., et al. Release No. LR-21811 See Also: SEC Complaint
Jan. 13, 2011	Sujata Sachdeva, et. al. Release No. LR-21810, AAER-3230
Jan. 12, 2011	Phillip Macdonald, Martin Gollan, and Michael Goodman Release No. LR-21807
Jan. 12, 2011	NIC, Inc., Jeffrey S. Fraser, Harry H. Herington, and Eric J. Bur; Stephen M. Kovzan Release No. LR-21809, AAER-3229 See Also: and Bur , SEC Complaint vs. Kovzan
Jan. 12, 2011	Petroleum Unlimited, LLC, Petroleum Unlimited II, LLC, Roger A. Kimmel, Jr., Harry Nyce, Michel-Jean Geraud, Robert Rossi, Joseph Valko, and Morgan Kimmel, n/k/a Morgan Petitti Release No. LR-21808 See Also: SEC Complaint
Jan. 11, 2011	Charles Schwab Investment Management, Charles Schwab & Co., Inc., and Schwab Investments Release No. LR-21806 See Also: SEC Complaint
Jan. 11, 2011	Kimon P. Daifotis and Randall Merk Release No. LR-21805 See Also: SEC Complaint
Jan. 11, 2011	Michael R. Drogin Release No. LR-21804, AAER-3228 See Also: SEC Complaint
Jan. 11, 2011	ConnectAJet.com, Inc., et al. Release No. LR-21803
Jan. 10, 2011	Robert Feinblatt, Jeffrey Yokuty, Trivium Capital Management LLC, Sunil Bhalla, and Shammara Hussain Release No. LR-21802 See Also: SEC Complaint
Jan. 7, 2011	Raymond P. Morris, E&R Holdings, LLC, Wise Financial Holdings, LLC, Momentum Leasing, LLC, James L. Haley, Cornerstone Capital Fund, LLC, Vantage Point Capital, LLC, Jay J. Linford, Freedom group, LLC, and Luc D. Nguyen Release No. LR-21801 See Also: SEC Complaint
Jan. 7, 2011	Stanley J. Kowalewski and SJK Investment Management, LLC Release No. LR-21800 See Also: SEC Complaint
Jan. 6, 2011	Gendarme Capital Corp., et al. Release No. LR-21798 See Also: SEC Complaint
Jan. 6, 2011	Joseph M. Braas and Michael J. Schlager Release No. LR-21797, AAER-3223 See Also: SEC Complaint
Jan. 3, 2011	K&L International Enterprises, Inc., et al. Release No. LR-21796
Dec. 27, 2010	Alcatel-Lucent, S.A. Release No. LR-21795 See Also: SEC Complaint
Dec. 23, 2010	One or More Unknown Purchasers of Options of InterMune, Inc. Release No. LR-21794 See Also: SEC Complaint
Dec. 23, 2010	Michael E. Kelly, et al. Release No. LR-21793
Dec. 23, 2010	One or More Unknown Purchasers of Securities of Martek Biosciences Corporation Release No. LR-21792
Dec. 22, 2010	Pharma Holdings, Inc., Edward Klapp IV and Edward Klapp Jr. Release No. LR-21791 See Also: SEC Complaint
Dec. 22, 2010	Amit V. Patel Release No. LR-21790 See Also: SEC Complaint
Dec. 22, 2010	Kenneth W. Burnt, Perimeter Wealth Financial Services, Inc., and KSB Financial, Inc. Release No. LR-21789 See Also: SEC Complaint
Dec. 22, 2010	Jason R. Hyatt, Jay Johnson and Hyatt Johnson Capital, LLC Release No. LR-21788
Dec. 21, 2010	Robert L. Buckhannon, Terry D. Rawstern. Dale E. St. Jean, Gregory D Tindall, Richard D. Mittasch, Christopher T. Paganes, Glenn M. Barikmo and Imperium Investment Advisors, LLC Release No. LR-21787 See Also: SEC Complaint
Dec. 21, 2010	Alternate Energy Holdings, Inc., Donald L. Gillispie, and Jennifer Ransom, Defendants, and Bosco Financial, LLC and Energy Executive Consulting, LLC, Relief Defendants Release No. LR-21786
Dec. 20, 2010	Alfred Clay Ludlum III, Printz Capital Management, LLC, Printz Financial Group, Inc., and PCM Global Holdings, LLC Release No. LR-21785 See Also: SEC Complaint
Dec. 20, 2010	Joseph M. Elles Release No. LR-21784, AAER-3219 See Also: SEC Complaint
Dec. 16, 2010	Alternate Energy Holdings, Inc., Donald L. Gillispie, and Jennifer Ransom, Defendants, and Bosco Financial, LLC and Energy Executive Consulting, LLC, Relief Defendants Release No. LR-21783
Dec. 16, 2010	Kenneth Ira Starr, et al Release No. LR-21782 See Also: SEC Complaint
Dec. 16, 2010	William K. Harrison, et al. Release No. LR-21781
Dec. 15, 2010	Banc of America Securities LLC and Banc of America Investment Services, Inc. Release No. LR-21780
Dec. 15, 2010	Marcus Luna, Nathan Montgomery, Adam Daskivich, David Murtha, St. Paul Venture Fund LLC, Minnesota Venture Capital, Inc., Real Estate of Minnesota, Inc., Matrix Venture Capital, Inc. Release No. LR-21779 See Also: SEC Complaint
Dec. 13, 2010	BarrierMed, Inc., BarrierMed Glove Co. and Victor J. Ragucci Release No. LR-21774
Dec. 13, 2010	Superior Opportunities, Inc., et al. Release No. LR-21773
Dec. 13, 2010	Helvetia Pharmaceuticals, Inc., et al. Release No. LR-21772
Dec. 13, 2010	Mercer Capital, Inc, et al. Release No. LR-21771
Dec. 13, 2010	Alanar, Inc., et al. Release No. LR-21778
Dec. 13, 2010	William A. Huber and Hubadex, Inc. Release No. LR-21777
Dec. 13, 2010	Smart Online, Inc., et al. Release No. LR-21776
Dec. 13, 2010	Arthur Nadel, et al. Release No. LR-21775
Dec. 10, 2010	RAE Systems Inc. Release No. LR-21770 See Also: SEC Complaint
Dec. 10, 2010	Vitesse Semiconductor Corporation, Louis R. Tomasetta, Eugene F. Hovanec, Yatin D. Mody, and Nicole R. Kaplan Release No. LR-21769, AAER-3217 See Also: SEC Complaint
Dec. 10, 2010	Daniel Spitzer et al. Release No. LR-21768
Dec. 8, 2010	Brett A. Cohen and David V. Myers Release No. LR-21767 See Also: SEC Complaint
Dec. 8, 2010	One or More Unknown Purchasers of Securities of Wimm-Bill-Dann Foods OJSC Release No. LR-21766 See Also: Temporary Restraining Order
Dec. 7, 2010	Jeffery J. Temple and Benedict M. Pastro Release No. LR-21765 See Also: SEC Complaint
Dec. 6, 2010	Joshua Konigsberg, Louis Fischler, and MediSys Corp. Release No. LR-21764
Dec. 6, 2010	Daniel O'Riordan Release No. LR-21763
Dec. 6, 2010	Stephen F. Clifford d/b/a Clifford Financial Assocs. Release No. LR-21762
Dec. 3, 2010	Clifton K. Oram, et al. Release No. LR-21761
Dec. 2, 2010	BroCo Investments, Inc. and Valery Maltsev Release No. LR-21760

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