Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
May 8, 2012	Gerald D. Kegley, et al. Release No. LR-22361 See Also: SEC Complaint
May 8, 2012	Mohammed Mark Amin, Robert Reza Amin, Michael Mahmood Amin, Sam Saeed Pirnazar, Mary Teresa Coley, and Ali Tashakori Release No. LR-22360A
May 8, 2012	James Tambone et al. Release No. LR-22359
May 8, 2012	Mark Anthony Longoria, et al. Release No. LR-22358
May 7, 2012	Angela Milliard et al. Release No. LR-22357 See Also: SEC Complaint
May 4, 2012	A.L. Waters Capital, LLC, et al. Release No. LR-22356
May 2, 2012	Michael Lauer Release No. LR-22355
May 1, 2012	Christel S. Scucci, et al. Release No. LR-22352 See Also: SEC Complaint
May 1, 2012	Darlene Nelson Powell and Robert Eldridge Release No. LR-22354
May 1, 2012	RKC Capital Management, LLC, RKC Capital, LLC, and Russell K. Cannon Release No. LR-22353 See Also: SEC Complaint
April 30, 2012	e-Smart Technologies, Inc., et al. Release No. LR-22351
April 30, 2012	Michael J. McNerney Release No. LR-22350 See Also: SEC Complaint
April 30, 2012	Locke Capital Management, Inc. and Leila C. Jenkins Release No. LR-22349
April 30, 2012	Usee, Inc., et al Release No. LR-22348 See Also: SEC Complaint
April 27, 2012	James Putman., et al. Release No. LR-22347
April 25, 2012	Garth R. Peterson Release No. LR-22346, AAER-3384 See Also: SEC Complaint
April 25, 2012	Matthew H. Kluger and Garrett D. Bauer Release No. LR-22345 See Also: SEC Complaint
April 24, 2012	Option One Mortgage Corporation n/k/a Sand Canyon Corporation Release No. LR-22344 See Also: SEC Complaint
April 24, 2012	Allen E. Weintraub and AWMS Acquisition, Inc., d/b/a Sterling Global Holdings Release No. LR-22343
April 23, 2012	ARVCO Capital Research, LLC, et al. Release No. LR-22342
April 23, 2012	SinoTech Energy Limited, Qingzeng Liu, Guoqiang Xin, and Boxun Zhang Release No. LR-22341, AAER-3383
April 23, 2012	Marco Glisson Release No. LR-22340
April 20, 2012	Thomas Edward Hunter and Alexander John Hunter Release No. LR-22339 See Also: SEC Complaint
April 18, 2012	Don W. Watson, Edward W. O’Brien, and Gary M. Opper Release No. LR-22338, AAER-3382
April 18, 2012	William J. Reilly Release No. LR-22336
April 18, 2012	John J. Todd, Robert D. Manza, and Jeffrey Weitzen Release No. LR-22335, AAER-3381
April 17, 2012	Michael Anthony Gonzalez Release No. LR-22337 See Also: SEC Complaint
April 17, 2012	Phillip W. Offill, Jr., et al. Release No. LR-22334
April 17, 2012	Petr Murmylyuk Release No. LR-22333 See Also: SEC Complaint
April 16, 2012	Provident Capital Indemnity, Ltd., Minor Vargas Calvo, Jorge L. Castillo, and Relief Defendant Desarrollos Comerciales Ronim, S.A. Release No. LR-22332
April 13, 2012	Shervin Neman and Neman Financial, Inc. , et al. Release No. LR-22331 See Also: SEC Complaint
April 13, 2012	City Capital Corporation et al. Release No. LR-22330 See Also: SEC Complaint
April 11, 2012	Robert Stinson, Jr. Release No. LR-22329
April 11, 2012	Spyglass Equity Systems, Inc., et al Release No. LR-22328
April 11, 2012	Kenneth A. Dachman, et al. Release No. LR-22327
April 11, 2012	AutoChina International Limited et al. Release No. LR-22326 See Also: SEC Complaint
April 10, 2012	Spyridon Adondakis et al. Release No. LR-22325
April 6, 2012	Siming Yang, et al. Release No. LR-22320 See Also: SEC Complaint
April 6, 2012	George Elia and International Consultants & Investment Group Ltd. Corp. as Defendants, and 212 Entertainment Club, Inc. and Elia Realty, Inc., as Relief Defendants Release No. LR-22319 See Also: SEC Complaint
April 6, 2012	James Li (a/k/a Ching Hua Li), Thomas Chow (a/k/a Man Kit Chow), Roger Kao (a/k/a Chao Chun Kao), Christopher Liu (a/k/a Chi Lei Liu), and Wayne A. Pratt Release No. LR-22324, AAER-3379
April 6, 2012	Van et al. Release No. LR-22323 See Also: SEC Complaint
April 6, 2012	Aragon Capital Advisors, LLC, et al. Release No. LR-22322
April 6, 2012	Anthony J. Nocella and J. Russell McCann Release No. LR-22321, AAER-3378 See Also: SEC Complaint
April 5, 2012	Gaston E. Cantens Release No. LR-22318
April 5, 2012	Online-Registries, Inc. and David Stern Release No. LR-22317
April 3, 2012	Global Development & Environmental Resources, Inc., et al. Release No. LR-22316
April 2, 2012	Michael A. Baker and Michael T. Gluk Release No. LR-22315, AAER-3375
March 30, 2012	Pentagon Capital Management PLC et al. Release No. LR-22314
March 30, 2012	Frederick S. Schiff and Richard J. Lane Release No. LR-22313
March 30, 2012	Quorne Limited and Michael Sarkesian Release No. LR-22312 See Also: SEC Complaint
March 27, 2012	Matthew J. Gagnon Release No. LR-22310
March 27, 2012	Brian Raymond Callahan, Horizon Global Advisors Ltd. and Horizon Global Advisors, LLC Release No. LR-22311
March 27, 2012	John M. Cinderey Release No. LR-22309 See Also: SEC Complaint
March 27, 2012	Mark Anthony Longoria, et al. Release No. LR-22308
March 26, 2012	David L. Marion and International Rarities Holdings, Inc. Release No. LR-22307 See Also: SEC Complaint
March 26, 2012	Biomet, Inc. Release No. LR-22306, AAER-3374 See Also: SEC Complaint
March 23, 2012	Wells Fargo & Company Release No. LR-22305
March 22, 2012	Mark Leslie, Kenneth E. Lonchar, Paul A. Sallaberry, Michael M. Cully, and Douglas S. Newton Release No. LR-22304, AAER-3373
March 22, 2012	Andrew Franz Release No. LR-22303
March 22, 2012	Andrey C. Hicks and Locust Offshore Management, LLC, as Defendants, and Locust Offshore Fund, Ltd., as Relief Defendant Release No. LR-22302
March 21, 2012	James Michael Murray Release No. LR-22301
March 20, 2012	Cutillo et al. Release No. LR-22299
March 20, 2012	Brian Hollnagel and BCI Aircraft Leasing, Inc. Release No. LR-22300
March 19, 2012	AXA Rosenberg Release No. LR-22298
March 19, 2012	Thomas C. Hardin and Lanexa Management, LLC Release No. LR-22297
March 16, 2012	SW Argyll Investments, LLC Release No. LR-22296
March 16, 2012	Noah J. Griggs, Jr. Release No. LR-22295
March 15, 2012	James J. Konaxis Release No. LR-22294
March 15, 2012	Sherif Mityas Release No. LR-22293
March 14, 2012	Frank Mazzola et al. Release No. LR-22292
March 14, 2012	Neal R. Greenberg Release No. LR-22291
March 14, 2012	Mark A. Jackson and James J. Ruehlen; Thomas F. O’Rourke Release No. LR-22290, AAER-3371
March 14, 2012	Timothy J. McGee, et al. Release No. LR-22288 See Also: SEC Complaint
March 13, 2012	Larry Goldstone, Clarence Simmons, and Jane Starrett Release No. LR-22287, AAER-3370 See Also: SEC Complaint
March 13, 2012	United American Ventures, LLC, et al Release No. LR-22286
March 13, 2012	Fernando J. Espuelas et al. Release No. LR-22285, AAER-3369
March 12, 2012	Alissa Joelle Kueng Release No. LR-22284
March 12, 2012	Kevan D. Acord, et al. Release No. LR-22282A
March 9, 2012	Edward V. Ellis, Sr. and Jennifer L. Seidel Release No. LR-22281 See Also: SEC Complaint
March 9, 2012	Steven J. Harrold Release No. LR-22280 See Also: SEC Complaint
March 8, 2012	Koss Corporation and Michael J. Koss Release No. LR-22279, AAER-3368
March 7, 2012	Prime Star Group, Inc., et al. Release No. LR-22278 See Also: SEC Complaint
March 6, 2012	Rajnish K. Das and Stormy L. Dean Release No. LR-22276
March 6, 2012	Brian Raymond Callahan, Horizon Global Advisors Ltd. and Horizon Global Advisors, LLC Release No. LR-22275 See Also: SEC Complaint
March 6, 2012	Brookstreet Securities Corp. and Stanley C. Brooks Release No. LR-22277
March 5, 2012	William F. Duncan and John M. Williams Release No. LR-22274
March 1, 2012	Marleen Jantzen and John Jantzen Release No. LR-22273
Feb. 28, 2012	Frank T. Noyes, et al. Release No. LR-22272
Feb. 28, 2012	Robert S. Woodruff, et al. Release No. LR-22271
Feb. 27, 2012	Jeremy Blackburn and Anthony Banas Release No. LR-22266A
Feb. 24, 2012	Mark Anthony Longoria, et al. Release No. LR-22270
Feb. 24, 2012	Gregory N. McKnight, et al. Release No. LR-22269
Feb. 24, 2012	Magnum d’Or Resources, Inc., et al. Release No. LR-22268
Feb. 23, 2012	Jeremy Blackburn and Anthony Banas Release No. LR-22266
Feb. 23, 2012	The BISYS Group, Inc. Release No. LR-22265
Feb. 23, 2012	Robert Glenn Bard, et al. Release No. LR-22267
Feb. 22, 2012	Ming Zhao and Liping Zhu Release No. LR-22264, AAER-3372 See Also: SEC Complaint
Feb. 21, 2012	Verde Retirement LLC, Verde FX Nevada, LLC, Covenant Capital Partners, and Steven L. Hamilton Release No. LR-22263 See Also: SEC Complaint
Feb. 17, 2012	Pentagon Capital Management PLC et al. Release No. LR-22262
Feb. 17, 2012	John Kinnucan and Broadband Research Corporation Release No. LR-22261 See Also: SEC Complaint

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