Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
Feb. 17, 2016	Michael Affa, Andrew Affa, Mitchell Brown, Christopher Putnam, and Christopher Nix Release No. LR-23469
Feb. 16, 2016	Wade James Lawrence Release No. LR-23467 See Also: SEC Complaint
Feb. 16, 2016	PV Enterprises, Inc., Panagiotis Villiotis, Virtual Sourcing, Inc., Norman Birmingham, Mario Faraone and Sweet Challenge, LLC (a/k/a Sweet Challenge, Inc.) Release No. LR-23468 See Also: SEC Complaint
Feb. 12, 2016	Gregory Ruehle Release No. LR-23466 See Also: SEC Complaint
Feb. 11, 2016	Jilbert Tahmazian Release No. LR-23465 See Also: SEC Complaint
Feb. 11, 2016	Optimum Income Property, LLC, Optimum Property Investments, LLC, and Frank E. Lleras Release No. LR-23464 See Also: SEC Complaint
Feb. 10, 2016	Moazzam "Mark" Malik and American Bridge Investment Group, LLC, d/b/a Wolf Hedge LLC Release No. LR-23463
Feb. 8, 2016	Zev Saltsman, et al. Release No. LR-23462
Feb. 8, 2016	Herbert K. Sudfeld Release No. LR-23461
Feb. 8, 2016	Robert M. Munakash, Carlos A. Rodriguez, and Marc Winters Release No. LR-23460 See Also: SEC Complaint
Feb. 3, 2016	American Growth Funding II, LLC, Portfolio Advisors Alliance, Inc., Ralph C. Johnson, Howard J. Allen III, and Kerri L. Wasserman Release No. LR-23459 See Also: SEC Complaint
Feb. 2, 2016	Dubovoy, et al. Release No. LR-23458
Feb. 1, 2016	eAdGear, Inc., et al. Release No. LR-23457
Jan. 29, 2016	J. Patrick O'Neill and Robert H. Bray Release No. LR-23456
Jan. 27, 2016	Vlad B. Spivak, et al. Release No. LR-23455
Jan. 27, 2016	Andrew M. Miller Release No. LR-23454, AAER-3734
Jan. 27, 2016	Kenneth W. Crumbley Release No. LR-23453 See Also: SEC Complaint
Jan. 22, 2016	OTC Capital Partners, LLC et al Release No. LR-23452
Jan. 21, 2016	Marquis Properties, LLC Release No. LR-23451 See Also: SEC Complaint
Jan. 20, 2016	TelexFree, Inc. et al., Carlos Nataniel Wanzeler, and James Matthew Merrill Release No. LR-23450
Jan. 20, 2016	Stewart A. Merkin Release No. LR-23449
Jan. 20, 2016	Nicholas Toms Release No. LR-23448
Jan. 20, 2016	Anthony Andrade, et al. Release No. LR-23447
Jan. 14, 2016	Robert B. Crowe Release No. LR-23446
Jan. 14, 2016	Bonan Huang, et al. Release No. LR-23445
Jan. 11, 2016	Roger S. Bliss Release No. LR-23444
Jan. 11, 2016	Steven H. Davis, et. al Release No. LR-23443
Jan. 7, 2016	Edward Durante, a.k.a. Ted Wise, et al. Release No. LR-23442 See Also: SEC Complaint
Jan. 6, 2016	Ronald Lawrence Schuman Release No. LR-23441
Dec. 28, 2015	New Stream Capital, LLC, et al. Release No. LR-23440, AAER-3730
Dec. 23, 2015	Michael J. Ling Release No. LR-23439
Dec. 23, 2015	Bonan Huang, et al. Release No. LR-23438
Dec. 23, 2015	In re Four Points Capital Partners LLC Release No. LR-23437
Dec. 22, 2015	Southern Cross Resources Group, Inc., et al. Release No. LR-23436 See Also: SEC Complaint , Order Instituting Proceedings, Release No. 33-9997
Dec. 18, 2015	CAUSwave, Inc., Jeffrey L. Riggs, and Diane R. Baldwin Release No. LR-23435 See Also: SEC Complaint
Dec. 18, 2015	Edward Durante, a.k.a. Ted Wise Release No. LR-23434
Dec. 17, 2015	Martin Shkreli, Evan Greebel, MSMB Capital Management LLC, and MSMB Healthcare Management LLC Release No. LR-23433
Dec. 17, 2015	Vu H. Le a/k/a Vinh H. Le and TeamVinh.com LLC Release No. LR-23432 See Also: SEC Complaint
Dec. 16, 2015	Lee Cole, et al. Release No. LR-23431, AAER-3728
Dec. 16, 2015	Edward Laborio and Jonathan Fraiman Release No. LR-23430
Dec. 16, 2015	Oxford City Football Club, Inc. and Thomas Anthony Guerriero Release No. LR-23429 See Also: SEC Complaint
Dec. 15, 2015	Jessica Gilbertson Release No. LR-23428 See Also: SEC Complaint
Dec. 15, 2015	CAUSwave, Inc., Jeffrey L. Riggs, and Diane R. Baldwin Release No. LR-23427
Dec. 14, 2015	FX & Beyond Corporation and Steve H. Karroum Release No. LR-23426
Dec. 11, 2015	Robert Seibert, a.k.a. John Grey Release No. LR-23425 See Also: SEC Complaint
Dec. 11, 2015	Jehu Hand and Antonio Katz Release No. LR-23424
Dec. 8, 2015	William B. Fretz, Jr., et al. Release No. LR-23423 File Number: 3-16829
Dec. 8, 2015	Jeffrey K. Skilling et al. Release No. LR-23422, AAER-3720
Dec. 8, 2015	Trudy R. Gilmond Release No. LR-23421 See Also: SEC Complaint
Dec. 7, 2015	Hui Feng, et al. Release No. LR-23420 See Also: SEC Complaint
Dec. 4, 2015	National Note of Utah and Wayne L. Palmer Release No. LR-23419
Dec. 3, 2015	NetCirq, LLC Release No. LR-23418
Dec. 1, 2015	Daniel E. Ruettiger, Rocco Brandonisio, Stephen DeCesare, Pawel P. Dynkowski, Kevin S. Kaplan, Gregg R. Mulholland, Mehmet Mustafoglu, Joseph A. Padilla, Angelo R. Panetta, Kevin J. Quinn, Andrea M. Ritchie, Chad P. Smanjak, and Gary J. Yocom Release No. LR-23417
Dec. 1, 2015	James A. Torchia et al. Release No. LR-23416
Dec. 1, 2015	Homero Joshua Garza Release No. LR-23415 See Also: SEC Complaint
Nov. 27, 2015	Robert Yang, Claudia Kano, Suncor Fontana, LLC, Suncor Hesperia, LLC, Suncor Care Lynwood, LLC Release No. LR-23414 See Also: SEC Complaint
Nov. 24, 2015	Bernard M. Parker Release No. LR-23413 See Also: SEC Complaint
Nov. 23, 2015	Dynkowski, et al. Release No. LR-23412
Nov. 20, 2015	Efstratios "Elias" Argyropoulos and Prima Capital Group, Inc. Release No. LR-23411
Nov. 20, 2015	Justin Moongyu Lee Release No. LR-23410
Nov. 19, 2015	EB5 Asset Manager, LLC, et al. Release No. LR-23409
Nov. 17, 2015	Steven C. Watson Release No. LR-23408 See Also: SEC Complaint
Nov. 13, 2015	Tropikgadget FZE, et al. Release No. LR-23407
Nov. 12, 2015	Brett A. Cooper, Global Funding Systems LLC, Dream Holdings, LLC, Fortitude Investing, LLC, Peninsula Waterfront Development, LP, and REOP Group Inc. Release No. LR-23406
Nov. 12, 2015	5 Star Commercial, LLC, and 5 Star Capital Fund, LLC Release No. LR-23405 See Also: SEC Complaint
Nov. 10, 2015	Zhichen Zhou and Yannan Liu Release No. LR-23403 See Also: SEC Complaint
Nov. 10, 2015	Bobby M. Collins Release No. LR-23404 See Also: SEC Complaint
Nov. 9, 2015	James M. Louks and FiberPoP Solutions, Inc. Release No. LR-23402
Nov. 6, 2015	James Alan Craig Release No. LR-23401 See Also: SEC Complaint
Nov. 4, 2015	Abraxas J. Discala, Marc E. Wexler, Matthew A. Bell, Craig L. Josephberg, and Ira Shapiro Release No. LR-23400
Nov. 3, 2015	Provident Capital Indemnity, et al. Release No. LR-23399
Nov. 2, 2015	Vlad B. Spivak, et al. Release No. LR-23398
Oct. 30, 2015	William M. Apostelos, et al. Release No. LR-23397
Oct. 29, 2015	Diverse Financial Corp., et al. Release No. LR-23396
Oct. 28, 2015	Mary Beth Knight and Rebecca Norton Release No. LR-23395
Oct. 28, 2015	Ascenergy LLC et al. Release No. LR-23394 See Also: SEC Complaint
Oct. 27, 2015	Summit Trust Company, et al. Release No. LR-23393 See Also: SEC Complaint
Oct. 26, 2015	Joseph Catapano and Michael Piervinanzi Release No. LR-23392
Oct. 23, 2015	Vladimir Eydelman Release No. LR-23391
Oct. 22, 2015	John Clifford Williams Release No. LR-23390 See Also: SEC Complaint
Oct. 21, 2015	Premiere Power, LLC, et al. Release No. LR-23389
Oct. 16, 2015	Donald J. Lester, Rubicon Alliance, LLC, CFI Fund, LLC, and NuPower, LLC (Defendants) and Equity Edge Preferred Income Fund I, LLC, Equity Edge, LLC, and Equity Edge Companies, LLC (Relief Defendants) Release No. LR-23388 See Also: SEC Complaint
Oct. 15, 2015	Lonny S. Bernath Release No. LR-23387
Oct. 9, 2015	Andrew Farmer, et al. Release No. LR-23386
Oct. 9, 2015	Francis J. van Steenberge and Nicolas Zanen Release No. LR-23385
Oct. 9, 2015	Delaney Equity Group LLC Release No. LR-23384
Oct. 8, 2015	James L. Erwin and Joint Venture Solutions, Inc. Release No. LR-23382
Oct. 8, 2015	Garfield Taylor, Inc., et al. Release No. LR-23381
Oct. 8, 2015	Allen Ross Smith Release No. LR-23383
Oct. 7, 2015	Oscar Wu Release No. LR-23380 See Also: SEC Complaint
Oct. 6, 2015	Ryan Petersen; Arthur Knapp Release No. LR-23379, AAER-3712
Oct. 5, 2015	Steve Chen, et al. Release No. LR-23378
Oct. 5, 2015	James S. Quay (Corrected) Release No. LR-23377
Oct. 1, 2015	Commodore Financial Corp., et al. Release No. LR-23376
Oct. 1, 2015	Spencer Pharmaceutical Inc., Jean-François Amyot, Maximilien Arella, Ian Morrice, IAB Media Inc., and Hilbroy Advisory Inc. Release No. LR-23375
Oct. 1, 2015	Saleem Khan et al. Release No. LR-23374
Sept. 30, 2015	David P. Godwin and Anthony G. Roth Release No. LR-23373 See Also: SEC Complaint
Sept. 30, 2015	Charles Riel III and REinvest LLC Release No. LR-23371 See Also: SEC Complaint
Sept. 30, 2015	Michael J. Moore, CPA and Moore & Associates Chartered Release No. LR-23372, AAER-3709 File Number: 3-13640
Sept. 29, 2015	Lee D. Weiss, et al. Release No. LR-23370 See Also: SEC Complaint

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