Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
Sept. 30, 2016	Jason W. Galanis, et al. Release No. LR-23664
Sept. 30, 2016	Aegis Oil, LLC and Patrick Reagan Beason Release No. LR-23663
Sept. 30, 2016	Ikenna Ikokwu, et al. Release No. LR-23670 See Also: SEC Complaint
Sept. 30, 2016	Paul R. Downey, et al. Release No. LR-23669
Sept. 30, 2016	Louis T. Buonocore, Jeremy R. Draper, Frank J. Morelli, III, Berardino "Dino" Paolucci, Jr. and Don L. Rose Release No. LR-23668 See Also: SEC Complaint
Sept. 30, 2016	Vladimir Eydelman and Steven Metro Release No. LR-23667
Sept. 29, 2016	Robert Gadimian Release No. LR-23662 See Also: SEC Complaint
Sept. 29, 2016	Nicholas S. Savva Release No. LR-23661 See Also: SEC Complaint
Sept. 29, 2016	Nino Coppero del Valle et al. Release No. LR-23660 See Also: SEC Complaint
Sept. 28, 2016	Peter R. Kohli, DMS Advisors, Inc., Marshad Capital Group, Inc., and The DMS Funds Release No. LR-23659 See Also: SEC Complaint
Sept. 28, 2016	Craig V. Sizer, and Miguel Mesa Release No. LR-23658 See Also: SEC Complaint
Sept. 27, 2016	Mard, Inc. f/k/a KiOR, Inc, et al. Release No. LR-23655
Sept. 27, 2016	Keith Hunter Release No. LR-23657 See Also: SEC Complaint
Sept. 27, 2016	Jason A. Wallace Release No. LR-23656 See Also: SEC Complaint
Sept. 26, 2016	Daniel Thibeault, et al. Release No. LR-23654
Sept. 23, 2016	North Star Finance LLC, et al. Release No. LR-23653
Sept. 22, 2016	Colin Whelehan and Sheren Tsai Release No. LR-23652 See Also: SEC Complaint
Sept. 22, 2016	James R. Trolice, et al. Release No. LR-23651
Sept. 21, 2016	Frank Tamayo Release No. LR-23650
Sept. 21, 2016	Saleem Khan et al. Release No. LR-23649
Sept. 20, 2016	Mark A. Jones Release No. LR-23648
Sept. 19, 2016	Tropikgadget FZE, et al. Release No. LR-23647
Sept. 14, 2016	Steven Metro Release No. LR-23646
Sept. 13, 2016	Manuel E. Jesus aka Manny Backus, et al. Release No. LR-23645 See Also: SEC Complaint
Sept. 12, 2016	Thomas J. Connerton, et al. Release No. LR-23644
Sept. 12, 2016	Tycoon Energy, Inc., et al. Release No. LR-23643 See Also: SEC Complaint
Sept. 12, 2016	North Hills Management, LLC, and Mark Evan Bloom Release No. LR-23641
Sept. 12, 2016	Charles A. Banks, IV Release No. LR-23642 See Also: SEC Complaint
Sept. 12, 2016	Marrien Neilson Release No. LR-23640 See Also: SEC Complaint
Sept. 9, 2016	RPM International Inc., et al. Release No. LR-23639 See Also: SEC Complaint
Sept. 7, 2016	Gordon W. Jenkins, Theodore P. Sweeten, Francis W. Kreais and Craig L. Parkinson Release No. LR-23638 See Also: SEC Complaint
Sept. 7, 2016	Dennis W. Hamilton Release No. LR-23637
Sept. 6, 2016	Contrarian Press, LLC, Scott S. Fraser, and Nathan Yeung Release No. LR-23636 See Also: SEC Complaint
Sept. 1, 2016	Providence Financial Investments, Inc., Providence Fixed Income Fund, LLC, Jeffory Churchfield, Jack Jarrell, and Anthony Buzaneli Release No. LR-23635 See Also: SEC Complaint
Sept. 1, 2016	Tropikgadget FZE, et al. Release No. LR-23632
Sept. 1, 2016	Donald V. Watkins Sr., Esq., Watkins Pencor, LLC and Masada Resource Group, LLC Release No. LR-23634 See Also: SEC Complaint
Sept. 1, 2016	Jilbert Tahmazian, Esq. Release No. LR-23633
Aug. 30, 2016	Dennis Wayne Hamilton Release No. LR-23631 See Also: SEC Complaint
Aug. 30, 2016	Daniel H. Mudd Release No. LR-23630
Aug. 26, 2016	Enviro Board Corporation, et al. Release No. LR-23628 See Also: SEC Complaint
Aug. 25, 2016	Edward F. Panos, et al. Release No. LR-23627
Aug. 24, 2016	Secured Income Reserve, Inc. et al. Release No. LR-23626 See Also: SEC Complaint
Aug. 24, 2016	Cedric Cañas Maillard Release No. LR-23625
Aug. 23, 2016	Richard Weed et al. Release No. LR-23624
Aug. 22, 2016	John M. Ragsdale Release No. LR-23623 See Also: SEC Complaint
Aug. 22, 2016	Michael Andre Jones Release No. LR-23622 See Also: SEC Complaint
Aug. 18, 2016	Sean Stewart Release No. LR-23620
Aug. 18, 2016	J. Patrick O'Neill and Robert H. Bray Release No. LR-23621
Aug. 12, 2016	Paul T. Rampoldi , et al. Release No. LR-23619 See Also: SEC Complaint
Aug. 12, 2016	Global Digital Solutions, Inc. et al. Release No. LR-23618 See Also: SEC Complaint
Aug. 10, 2016	Benjamin Sydney Staples, et al. Release No. LR-23617
Aug. 10, 2016	Merrill Robertson, Jr., et al. Release No. LR-23616 See Also: SEC Complaint
Aug. 10, 2016	Sethi Petroleum, LLC and Sameer P. Sethi Release No. LR-23615
Aug. 10, 2016	Edwin Ruh Jr. and Pan Asia China Commerce Corp. Inc. Release No. LR-23614 See Also: SEC Complaint
Aug. 8, 2016	John T. Place, et al. Release No. LR-23613 See Also: SEC Complaint
Aug. 5, 2016	Patrick Churchville Release No. LR-23612
Aug. 4, 2016	Korchevsky, et al. Release No. LR-23610
Aug. 4, 2016	Edward J. Kosinski Release No. LR-23611 See Also: SEC Complaint
July 29, 2016	Anthony Andrade, et al. Release No. LR-23609
July 29, 2016	Paul R. Downey, et al. Release No. LR-23608
July 28, 2016	Matthew White et al. Release No. LR-23607 See Also: SEC Complaint
July 28, 2016	Luca International Group, LLC, et al. Release No. LR-23606
July 28, 2016	Rosalind Herman Release No. LR-23605
July 28, 2016	Traffic Monsoon et al. Release No. LR-23604 See Also: SEC Complaint
July 27, 2016	Jeffery A. McCollum and JNL Oilfield Instruments, LLC Release No. LR-23603 See Also: SEC Complaint
July 26, 2016	Herbert K. Sudfeld, Jr. Release No. LR-23602
July 25, 2016	Thomas D. Melvin, et al. Release No. LR-23601
July 25, 2016	James Hugh Brennan, III, et al. Release No. LR-23600 See Also: SEC Complaint
July 22, 2016	Imperial Petroleum, Inc., et al. Release No. LR-23599
July 20, 2016	Tyson D. Williams and Stanley D. Parrish Release No. LR-23598
July 18, 2016	Thomas D. Conrad, Jr., et al. Release No. LR-23597 See Also: SEC Complaint
July 15, 2016	Vineet Kalucha et al. Release No. LR-23596
July 15, 2016	Zachary Brooke Roberts Release No. LR-23595 See Also: SEC Complaint
July 8, 2016	CKB168 Holdings Ltd., et al. Release No. LR-23594
July 8, 2016	Thomas W. Avent, Jr., Raymond J. Pirrello, Jr., and Lawrence J. Penna Release No. LR-23593 See Also: SEC Complaint
July 7, 2016	Idris D. Mustapha Release No. LR-23592
July 5, 2016	Luis Martin-Caro Sanchez Release No. LR-23591
July 5, 2016	Richard Grossman Release No. LR-23590
July 1, 2016	Timothy F. Sexton, Jr. Release No. LR-23589 See Also: Order to Show Cause
June 30, 2016	Bruce D. Strebinger, et al. Release No. LR-23588
June 29, 2016	Lee D. Weiss, et al. Release No. LR-23587
June 29, 2016	Andrew F. Kerr Release No. LR-23586 See Also: SEC Complaint
June 28, 2016	David Rivard Release No. LR-23585, AAER-3786
June 27, 2016	Longwei Petroleum Investment Holding Limited and Michael Toups Release No. LR-23584 See Also: SEC Complaint
June 24, 2016	Malcolm Segal Release No. LR-23583
June 24, 2016	Chris Faulkner, et. al Release No. LR-23582 See Also: SEC Complaint
June 23, 2016	MayfieldGentry Realty Advisors, LLC, et al. Release No. LR-23581
June 23, 2016	Idris D. Mustapha Release No. LR-23580
June 21, 2016	Juan Rafael Rangel Release No. LR-23578
June 21, 2016	Ash Narayan, The Ticket Reserve Inc. a/k/a Forward Market Media, Inc., Richard M. Harmon, and John A. Kaptrosky Release No. LR-23579 See Also: SEC Complaint
June 21, 2016	Thomas C. Conradt, et al. Release No. LR-23577 See Also: SEC Complaint
June 21, 2016	Mitchell Brown Release No. LR-23576
June 21, 2016	Hemp, Inc., et al. Release No. LR-23575 See Also: SEC Complaint
June 20, 2016	James S. Hannon Release No. LR-23574 See Also: SEC Complaint
June 20, 2016	Daniel Thibeault Release No. LR-23573
June 17, 2016	StratoComm Corporation, et al. Release No. LR-23572
June 16, 2016	Christopher Salis, Douglas Miller, Edward Miller, and Barrett Biehl Release No. LR-23571 See Also: SEC Complaint
June 15, 2016	Robert Olins, et al. Release No. LR-23570
June 14, 2016	Andrew K. Proctor, et al. Release No. LR-23568 See Also: SEC Complaint
June 13, 2016	Providence Financial Investments, Inc., Providence Fixed Income Fund, LLC, Jeffory Churchfield, and Jack Jarrell Release No. LR-23567 See Also: SEC Complaint

Rules & Regulations

Enforcement & Litigation

Compliance

Litigation Releases

More in this Section

Litigation Releases