Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort ascending	Respondents
March 7, 1996	Robert M. Simpson Release No. LR-14839
March 7, 1996	Thomas F. Lanier Release No. LR-14838
March 6, 1996	Gary S. Williky and James J. Romano Release No. LR-14836
March 6, 1996	AYM Financial Corporation and Thomas M. Paley and Adam S. Juechter Release No. LR-14837
March 5, 1996	Trans-American Ostrich Traders, Inc., Larry r. Earp and David P. Silver Release No. LR-14835
March 5, 1996	Sage Technology, Inc., Jamie Edelkind and William r. Thiele Release No. LR-14834
March 5, 1996	Harold Gantz Release No. LR-14833
March 4, 1996	Capital Corporation, Lionel Reifler, Susan Lachance Reifler, Gilbert Beall and the Estate of John Knoblauch Release No. LR-14832
March 4, 1996	Samuel L. Williams Release No. LR-14831
March 1, 1996	Michael J. Markowski and Joseph Riccio Release No. LR-14830
Feb. 27, 1996	Renate Haag Release No. LR-14828
Feb. 27, 1996	Graeme Davies Release No. LR-14827
Feb. 27, 1996	Daniel Rae Morris and Scott Fraiser Release No. LR-14826
Feb. 27, 1996	Richard G. Marcus and Carl M. Youngman Release No. LR-14829
Feb. 26, 1996	Carroll E. Siemens Release No. LR-14824
Feb. 26, 1996	John C. Hicks Release No. LR-14825
Feb. 23, 1996	Stefan Hislop and Erik Hylander Release No. LR-14823
Feb. 22, 1996	Douglas Frankel Release No. LR-14820
Feb. 22, 1996	Dennis Lindsay Helliwell and The Helliwell Group Limited Release No. LR-14822
Feb. 22, 1996	Jeffrey L. Casperson and Jerome L. Casperson Release No. LR-14821
Feb. 16, 1996	John Anderson Release No. LR-14819
Feb. 15, 1996	Sage Technology, Inc. Release No. LR-14818
Feb. 15, 1996	Donald M. Johnson Release No. LR-14817
Feb. 13, 1996	Dennis Lindsay Helliwell and The Helliwell Group Limited Release No. LR-14816
Feb. 12, 1996	Citi Financial Services, Citi Corp Realty Partners IV, Harold Goldstein, Richard Thomas Mandell, Robert Singleton, Mark Barquera Release No. LR-14815
Feb. 12, 1996	Scorpion Technologies, Inc., Terry G. Marsh, Richard Bauer, Eric C. Brown, Dudley Mihran Freeland, J. Gordon Nevers and Albert Terranova Release No. LR-14814
Feb. 9, 1996	Michael P. Melnick, Greenbriar Financial Services Corp. and Michael W. Crawford Release No. LR-14813
Feb. 7, 1996	Peter M. Harrington Release No. LR-14812
Feb. 6, 1996	Danny Omar Cheri Release No. LR-14811
Feb. 2, 1996	David M. Carmichael, Anthony Kohl, Chris Adams and Robert Putnam Release No. LR-14810
Feb. 1, 1996	Gary L. Holman Release No. LR-14808
Feb. 1, 1996	William Cho Release No. LR-14809
Jan. 31, 1996	Donald Malcolm Johnson and Freedom Services of Wisconsin, Inc. Release No. LR-14807
Jan. 31, 1996	Geoffrey Paul Adams, Michael Donald McGahee, and GPA Growth Fund Release No. LR-14806
Jan. 31, 1996	Victor H. Strevel Release No. LR-14805
Jan. 30, 1996	Renate Haag Release No. LR-14804
Jan. 30, 1996	Ronald M. Zook and Financial Concepts Group International, Inc. Release No. LR-14803
Jan. 30, 1996	John S. Griffin and Oliver John Griffin Release No. LR-14802
Jan. 30, 1996	Marada Global Corporation and Marada Capital, Inc. Release No. LR-14801
Jan. 29, 1996	Jay r. Bishop Release No. LR-14800
Jan. 29, 1996	Calvin L. Word Release No. LR-14799
Jan. 26, 1996	ANW, Inc. Release No. LR-14797
Jan. 25, 1996	Sarah Delaney Release No. LR-14795
Jan. 25, 1996	James E. Hammonds ("Hammonds") and Raymond C. Gross Release No. LR-14794
Jan. 25, 1996	Joseph M. Aaron and Chartwell Financial Release No. LR-14796
Jan. 24, 1996	Frank S. Butler Release No. LR-14793
Jan. 24, 1996	Robert L. Citron and Matthew r. Raabe Release No. LR-14792
Jan. 23, 1996	Gregory Lee Miller, Capital Resource Specialists, Inc. and Telefund Partners Release No. LR-14791
Jan. 23, 1996	Jay DeForest Moore and DeForest Company, Inc. Release No. LR-14790
Jan. 22, 1996	Citi Financial Services, Citi Corp Realty Partners IV, Harold Goldstein, Richard Thomas Mandell, Robert Singleton, Mark Barquera and Roberta Crampton Release No. LR-14789
Jan. 18, 1996	PaineWebber Incorporated Release No. LR-14787
Jan. 18, 1996	Stanley J. Feminella and David W. Granston Release No. LR-14786
Jan. 18, 1996	Robert D. Gersh, Boston Municipal Securities, Devonshire Escrow and Transfer Corp., Ma'Ayan Book Company, Charles River Landing, Ltd., CRL Group, Inc., Culinary Classics of Chestnut Hill, Inc., Culinary Classics of Burlington, Inc., The Kitchen Shelf, Inc. and the Compu-Bill Co., Inc. Release No. LR-14785
Jan. 18, 1996	David Stuart Zuckerman Release No. LR-14788
Jan. 17, 1996	Technology International, Ltd. Neil F. Garfield, B.J.Thomas, Kyle Weston, Albert Weston and David Rockwell Release No. LR-14784
Jan. 16, 1996	Robert Zimmerman Release No. LR-14783
Jan. 16, 1996	Douglas r. Damon, Robert M. Davis and Kenneth C. Kolovitz Release No. LR-14782
Jan. 16, 1996	Wayne T. Drinkwine Release No. LR-14781
Jan. 11, 1996	Lawrence Friedman and James Galante Release No. LR-14779
Jan. 11, 1996	Michael Tropiano d/b/a Ardmore Financial Services Release No. LR-14778
Jan. 11, 1996	Jonathan Mayhew Release No. LR-14777
Jan. 11, 1996	William J. Dillon Release No. LR-14780
Jan. 4, 1996	Linda Lou Taylor, Newton Kavanaugh and John Kavanaugh Release No. LR-14775
Jan. 4, 1996	Robert D. Carl, III Release No. LR-14774
Jan. 4, 1996	Ronald A. Romito Release No. LR-14776
Jan. 3, 1996	William J. Young Release No. LR-14771
Jan. 3, 1996	Giancarlo Parretti Release No. LR-14770
Jan. 3, 1996	Edmund J. Lopinski, Jr. Release No. LR-14773
Jan. 3, 1996	Robert Vecchioni Release No. LR-14772
Dec. 29, 1995	David P. Schwartz Release No. LR-14769
Dec. 29, 1995	James McCurry and William E. Powdrill, III Release No. LR-14768
Dec. 28, 1995	Joseph J. Evans, David B. Evans, Gil M. Breakmanand Stephen A. Solomon Release No. LR-14767
Dec. 27, 1995	KS Resources, Weststar Exploration, Inc., LazarFrederick & Company, John K. Judd, Jr., Mark D. Siegel, AlexanderL. Kahan, Betty A. Rubin, Guardian Industries, Inc., PathfinderMinerals Group, Inc., Alex Kahan Enterprises, Inc., Mid-WestProduction, Inc. and Jamie B. Seigel Release No. LR-14766
Dec. 22, 1995	James A. Pearce Release No. LR-14765
Dec. 21, 1995	O'Neill, Lysaught & Sun Release No. LR-14763
Dec. 21, 1995	Heinz Grein Release No. LR-14762
Dec. 21, 1995	Hibbard Brown & Co., Inc. Release No. LR-14764
Dec. 18, 1995	Gerald M. Kudler Release No. LR-14760
Dec. 18, 1995	Richard A. Anders Release No. LR-14759
Dec. 14, 1995	Glen A. Schuster, et al. Release No. LR-14758
Dec. 14, 1995	Thomas W. Collins and Edward M. Collins Release No. LR-14757
Dec. 13, 1995	Mervyn Cooper and Kenneth E. Rottenberg Release No. LR-14754
Dec. 13, 1995	Express Communications, Inc., Pendelton C. Waugh,Communications Marketing Consultants Plus Corp., relief defendantsPersonal Communications Corp., PCC Holding Corp., PCC ManagementCorp. and Next Communications, Inc. Release No. LR-14753
Dec. 13, 1995	CBI Industries, Inc. (Certain Purchasers) Release No. LR-14756
Dec. 13, 1995	Mervyn Cooper and Kenneth E. Rottenberg Release No. LR-14755
Dec. 12, 1995	Nabeeh I. Totah Release No. LR-14752
Dec. 11, 1995	Theodore Flowers Release No. LR-14751
Dec. 7, 1995	Mark Shelby, Christopher Cooper and PhysiciansFinancial, Inc. Release No. LR-14750
Dec. 7, 1995	Danny Sterk Release No. LR-14749
Dec. 6, 1995	Kenneth Mitchell Wiggins, Jr. and Wiggins &Company, Inc. Release No. LR-14748
Dec. 6, 1995	Harold Fitzgerald Lenfest and Marguerite Lenfest Release No. LR-14747
Dec. 5, 1995	Douglas H. Kennett Release No. LR-14746
Dec. 5, 1995	Gary R. Dettloff Release No. LR-14745
Dec. 5, 1995	Pierce Lowery, Jr. and Richard Estrin Release No. LR-14744
Nov. 30, 1995	Robert D. Gesh, Boston Municipal Securities, Inc.and Devonshire Escrow and Transfer Corp., Ma'Ayan Book Company,Inc., Charles River Landing, Ltd., CRL Group, Inc., CulinaryClassics of Chestnut Hill, Inc., Culinary Classics of Burlington,Inc., The Kitchen Shelf, Inc. and The Compu-Bill Co.DevonshireEscrow and Transfer Corp. Release No. LR-14742
Nov. 30, 1995	Danny Sterk, Fanny Sterk and Forest Sygman Release No. LR-14743
Nov. 28, 1995	Basic Energy & Affiliated Resources, et al. Release No. LR-14741
Nov. 28, 1995	Robert J. Young, William Douglas Morgan, RussellLozis and Beth Lomabardo Release No. LR-14740
Nov. 28, 1995	John Acord, The Business and Taxpayers Coalitionfor Affordable Housing, Susan Hall, Douglas Kennett, EquityAssurance Corporation, Michael Medkiff, Great Western ManagementCorporation and Sean Ortega Release No. LR-14739
Nov. 28, 1995	Gary Howard Felsher, Ihor G. Kupchynsky, KimBubolo, Richard D. Zipes, James A. Weil, Ronald A. Leichtner,George Kupchynsky, Roman Kupchynsky, Jason Cohen and Jon Turnquist Release No. LR-14738

Rules & Regulations

Enforcement & Litigation

Compliance

Litigation Releases

More in this Section

Breadcrumb

Litigation Releases