Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort ascending	Respondents
Sept. 13, 2022	Marc J. Frankel Release No. LR-25503 See Also: SEC Complaint
Sept. 13, 2022	TBG Holdings Corporation, Neil B. Swartz, and Timothy S. Hart, Ted L. Romeo, Vincent J. Caputo, Frank S. Dickerson Release No. LR-25504 See Also: SEC Complaint - Vincent J. Caputo , SEC Complaint - Frank S. Dickerson , SEC Complaint - Ted L. Romeo , and Timothy S. Hart
Sept. 9, 2022	Profile Solutions, Inc. et. al. Release No. LR-25500 See Also: SEC Complaint
Sept. 9, 2022	Ambassador Advisors, LLC, Bernard I. Bostwick, Robert E. Kauffman, and Adrian E. Young Release No. LR-25501
Sept. 8, 2022	Money Magnet Platinum Membership Initiative LLC and LaKenya Hopkins Release No. LR-25499 See Also: SEC Complaint
Sept. 7, 2022	Todd Christopher Doucette Release No. LR-25498 See Also: SEC Complaint
Sept. 2, 2022	Kris A. Swaffer, et. al. Release No. LR-25496 See Also: SEC Complaint
Sept. 2, 2022	David Pope Release No. LR-25497, AAER-4331 See Also: SEC Complaint
Sept. 1, 2022	Ramas Capital Management, LLC and Ganesh H. Betanabhatla Release No. LR-25494 See Also: SEC Complaint
Sept. 1, 2022	Cronin and Joseph Release No. LR-25493
Sept. 1, 2022	Archer Capital Management Group et al. Release No. LR-25495 See Also: SEC Complaint
Aug. 31, 2022	Empirex Capital LLC, et al. Release No. LR-25492
Aug. 30, 2022	Ignite International Brands, Ltd. Release No. LR-25489
Aug. 30, 2022	Pavel Ruiz Release No. LR-25490 See Also: SEC Complaint , SEC Complaint
Aug. 30, 2022	Gregory E. Lindberg, et al. Release No. LR-25491 See Also: SEC Complaint
Aug. 30, 2022	Lee A. Bressler Release No. LR-25488 See Also: SEC Complaint
Aug. 29, 2022	Harmel S. Rayat, RenovaCare, Inc., Jatinder Bhogal, Jeetenderjit Singh Sidhu, and Sharon Fleming Release No. LR-25487 See Also: SEC Complaint
Aug. 26, 2022	Spartan Securities Group, Ltd., et al. Release No. LR-25486 See Also: Order
Aug. 25, 2022	GP Capital Group, Inc. and Shannon W. Illingworth Release No. LR-25485
Aug. 25, 2022	Swapnil J. Rege et al. Release No. LR-25482
Aug. 25, 2022	John C. Wilson II, et al. Release No. LR-25483 See Also: SEC Complaint
Aug. 25, 2022	Taronis Technologies, Inc., et al. Release No. LR-25484, AAER-4328 See Also: SEC Complaint
Aug. 24, 2022	Nicolas Arkells Release No. LR-25481 See Also: SEC Complaint
Aug. 23, 2022	Robert Brian Watson and WDC Holdings LLC d/b/a Northstar Commercial Partners Release No. LR-25480 See Also: SEC Complaint
Aug. 19, 2022	Jonathan Dax Cooke, et al. Release No. LR-25479 See Also: Judgment
Aug. 19, 2022	Lee Simmons Release No. LR-25478 See Also: SEC Complaint
Aug. 18, 2022	Airborne Wireless Network, et al. Release No. LR-25476
Aug. 18, 2022	Anthony J. Mastroianni, Jr. and Global Business Development and Consulting Corp. Civil Release No. LR-25477
Aug. 17, 2022	Christopher R. Bentley and Bellatorum Resources, LLC Release No. LR-25472 See Also: SEC Complaint
Aug. 17, 2022	Nicholas Daniel Release No. LR-25473 See Also: SEC Complaint
Aug. 17, 2022	CKB168 Holdings Ltd., et al. Release No. LR-25474
Aug. 17, 2022	Sergei Polevikov, et al. Release No. LR-25475
Aug. 17, 2022	Ronald D. Paul Release No. LR-25471, AAER-4322 See Also: SEC Complaint
Aug. 16, 2022	Dragonchain, Inc., Dragonchain Foundation, The Dragon Company, John Joseph Roets Release No. LR-25468 See Also: SEC Complaint
Aug. 16, 2022	Rahim Mohamed, Davies (Dave") Wong Release No. LR-25469
Aug. 16, 2022	Ann M. Dishinger, Jerrold I. Palmer, and Lawrence M. Palmer Release No. LR-25470 See Also: SEC Complaint
Aug. 15, 2022	Ross Barish Release No. LR-25467
Aug. 11, 2022	Desilu Studios, Inc. and Charles B. Hensley Release No. LR-25466
Aug. 10, 2022	GreneCo, LLC, Gene D. Larson, Gregory K. Womack, and Womack Investment Advisers, Inc. Release No. LR-25464 See Also: SEC Complaint
Aug. 10, 2022	Alpine Securities Corp., et al. Release No. LR-25465 See Also: SEC Complaint
Aug. 3, 2022	Brian K. Hutchison Release No. LR-25463, AAER-4319 See Also: Complaint , Administrative Proceedings Release
Aug. 3, 2022	Semisub, Inc., Curtiss Edward Jackson, and Jamey Denise Jackson Release No. LR-25462 See Also: SEC Complaint
Aug. 2, 2022	Crown Bridge Partners, LLC, Soheil Adhoot, and Sepas Ahdoot Release No. LR-25461 See Also: SEC Complaint
Aug. 1, 2022	Vladimir Okhotnikov et al. Release No. LR-25460 See Also: SEC Complaint
July 29, 2022	Alan Z. Appelbaum Release No. LR-25459 See Also: SEC Complaint , Administrative Proceedings Release , Administrative Proceedings Release
July 28, 2022	Robert L. Murray, Jr. Release No. LR-25455 See Also: SEC Complaint
July 28, 2022	Patient Access Solutions, Inc., et al. Release No. LR-25456 See Also: SEC Complaint
July 28, 2022	GP Capital Group, Inc. and Shannon W. Illingworth Release No. LR-25457
July 28, 2022	Mark Klein, et al. Release No. LR-25458 See Also: SEC Complaint
July 27, 2022	Alexandra Robert, Chalala Academy LLC Release No. LR-25452 See Also: SEC Complaint
July 27, 2022	Frank Okunak Release No. LR-25454 See Also: SEC Complaint
July 26, 2022	Todd Lahr and Thomas Megas Release No. LR-25453 See Also: SEC Complaint , Judgment , Memorandum Opinion
July 26, 2022	Amit Bhardwaj, et al. Release No. LR-25450 See Also: SEC Complaint
July 26, 2022	Seth Markin and Brandon Wong Release No. LR-25451 See Also: SEC Complaint
July 25, 2022	Stephen E. Buyer, et al. Release No. LR-25448 See Also: SEC Complaint
July 25, 2022	Brijesh Goel and Akshay Niranjan Release No. LR-25449 See Also: SEC Complaint
July 21, 2022	Apostolos Trovias Release No. LR-25447 See Also: Judgment
July 18, 2022	Bruce Schoengood, Medifirst Solutions, Inc., and Joshua Tyrell Release No. LR-25446 See Also: SEC Complaint
July 15, 2022	Richard Jonathan Eden, et al. Release No. LR-25444 See Also: SEC Complaint
July 15, 2022	John David McAfee and Jimmy Gale Watson, Jr. Release No. LR-25445 See Also: Jr. , Order - John David McAfee
July 13, 2022	Manuel Alvis, Joseph Boulos, Carlos Pingarron, Carlos Sorondo Release No. LR-25443 See Also: SEC Complaint - Alvis , SEC Complaint - Boulos , SEC Complaint - Pingarron , SEC Complaint - Sorondo
July 11, 2022	Shimon Rosenfeld Release No. LR-25441
July 11, 2022	Jerry Li Release No. LR-25442
July 7, 2022	Doron A. Tavlin, Afshin Farahan, and David J. Gantman Release No. LR-25439 See Also: SEC Complaint
July 7, 2022	George W. Haywood Release No. LR-25440 See Also: SEC Complaint
July 6, 2022	Carrillo et al.; Release No. LR-25437
July 6, 2022	Sung Mo Jun, Joon Jun, Junwoo Chon, Ayden Lee, and Jae Hyeon Bae Release No. LR-25438
July 1, 2022	Eric S. Hollifield Release No. LR-25435 See Also: SEC Complaint
July 1, 2022	Justin R. Kimbrough, Terry Nikopoulos. TKJ Investments Corp., TKJ Holdings Corp., Preeminent Trade Group Inc., The Elyte Group Corp., and Prosperity Consultants, LLC Release No. LR-25436 See Also: SEC Complaint
July 1, 2022	William Glen Baker, Michael Bowen, Cannon Operating Company LLC, North Texas Minerals LLC, and Chol Kim (a/k/a Brandon Kim) Release No. LR-25433 See Also: SEC Complaint
July 1, 2022	Matthew Wade Beasley, et al. Release No. LR-25434 See Also: SEC Complaint
June 29, 2022	Daniel J. Moscatiello Release No. LR-25431 See Also: SEC Complaint
June 29, 2022	Shlomo Nir and Tzachi Rahamim Release No. LR-25432 See Also: SEC Complaint , ol
June 27, 2022	Moynes, et al. Release No. LR-25430 See Also: SEC Complaint
June 24, 2022	StraightPath Venture Partners LLC, StraightPath Management LLC, Brian K. Martinsen, Michael A. Castillero, Francine A. Lanaia, and Eric D. Lachow Release No. LR-25429
June 21, 2022	Steven J. Sheinfeld Release No. LR-25428 See Also: Judgment
June 17, 2022	Lek Securities Corporation, et. al. Release No. LR-25427
June 16, 2022	Anthony Michael Holland Release No. LR-25426 See Also: SEC Complaint
June 15, 2022	Resolute Capital Partners Ltd, LLC, et al. Release No. LR-25424 See Also: SEC Complaint File Number: 3-20597
June 15, 2022	Loral L. Langemeier and Live Out Loud, Inc. Release No. LR-25425 See Also: SEC Complaint
June 15, 2022	Shuang Chen, et al. Release No. LR-25421
June 15, 2022	David Roda and Andrew Larkin Release No. LR-25422 See Also: SEC Complaint
June 15, 2022	Boron Capital, LLC, BC Holdings 2017, United BNB Fund 2018, and Blake Robert Templeton Release No. LR-25423 See Also: SEC Complaint
June 14, 2022	Mark Korb Release No. LR-25419 See Also: Complaint
June 14, 2022	Michael Mooney, Britt Wright, and Penny Flippen Release No. LR-25420 See Also: SEC Complaint
June 10, 2022	A.G. Morgan Financial Advisors, LLC et al. Release No. LR-25418 See Also: SEC Complaint
June 9, 2022	Patrick Churchville, et al. Release No. LR-25417
June 9, 2022	Trends Investments Inc. et al. Release No. LR-25414 See Also: SEC Complaint
June 9, 2022	Terraform Labs Pte Ltd. and Do Kwon Release No. LR-25415
June 9, 2022	Puneet Dikshit Release No. LR-25416
June 8, 2022	Stubos, et al.; Release No. LR-25411 See Also: SEC Complaint
June 8, 2022	Knox et al.; Release No. LR-25412 See Also: s Motion for Summary Judgment , Judgment - B2 Cap Inc. , Judgment - B21 Ltd. , Judgment - C Capital Corp. , Silverton SA Inc. , Judgment - WB21 DMCC , Judgment - WB21 NA Inc. , Judgment - WB21 US Inc. , Judgment - Wintercap SA Inc.
June 8, 2022	United Health Products, Inc., Douglas Beplate, and Louis Schiliro Release No. LR-25413 See Also: SEC Complaint , Administrative Proceedings Release
June 7, 2022	Morningstar Credit Ratings, LLC Release No. LR-25409 See Also: Judgment
June 7, 2022	LG Capital Funding, LLC., and Joseph I. Lerman, et. al Release No. LR-25410 See Also: SEC Complaint
June 2, 2022	Jennifer Campbell Release No. LR-25408 See Also: SEC Complaint
June 2, 2022	Anthony Sirotka Release No. LR-25406 See Also: SEC Complaint
June 2, 2022	Robert Samuel Shumake, Jr., et al Release No. LR-25407
June 1, 2022	Mohammed Pithapurwala, Ammar Kutiyanawalla, and Alifiya Kutiyanawalla Release No. LR-25403 See Also: SEC Complaint , Judgment - Alifiya Kutiyanawalla , Judgment - Mohammed Pithapurwala
June 1, 2022	iFresh, Inc. and Long Deng Release No. LR-25404 See Also: SEC Complaint

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