Administrative Proceeding File No. 3-20646

Respondents

Johnson, Thomas Lee


Release Date	Release Number	Name of Document
Feb. 23, 2024	34-99596	Opinion of the Commission
Feb. 15, 2024	34-99546	Order Extending Time to Issue Decision
Jan. 16, 2024	34-99347	Order Extending Time to Issue Decision
Oct. 16, 2023	34-98755	Order Extending Time to Issue Decision
July 17, 2023	34-97918	Order Extending Time to Issue Decision
April 17, 2023	34-97314	Order Extending Time to Issue Decision
Jan. 17, 2023	34-96675	Order Extending Time to Issue Decision
Dec. 23, 2021	34-93863	Extension Order
Dec. 7, 2021	34-93738	Order Scheduling Briefs
Nov. 23, 2021	34-93652	Order Denying Motion for a Stay


Release Date	Release Number	Other Release Numbers	Name of Document
Nov. 2, 2021			Applicant's Motion for Stay
Nov. 2, 2021			Application for Review (Notice of Appeal-Oral Argument Requested)
Nov. 9, 2021			FINRA's Brief in Opposition to Motion for Stay with Appendix A and B
Nov. 12, 2021			Applicant’s Brief in Reply to Finra's Brief in Opposition to Motion to Stay with Exhibits
Jan. 28, 2022			Applicant Brief in Support of Application for Review
Feb. 28, 2022			FINRA's Brief in Opposition to the Application for Review
March 14, 2022			Applicant Reply Brief in Support of Application for Review
Nov. 23, 2021			Order Denying Motion for a Stay
Dec. 7, 2021			Order Scheduling Briefs
Dec. 23, 2021			Extension Order
Jan. 17, 2023			Order Extending Time to Issue Decision
July 17, 2023			Order Extending Time to Issue Decision
Oct. 16, 2023			Order Extending Time to Issue Decision