Administrative Proceeding File No. 3-20529

Respondents

Nicholson, Shaun Perry


Release Date	Release Number	Name of Document
May 26, 2023	34-97604	Opinion of the Commission
May 15, 2023	34-97505	Order Extending Time to Issue Decision
Feb. 13, 2023	34-96897	Order Extending Time to Issue Decision
Nov. 15, 2022	34-96323	Order Extending Time to Issue Decision
Aug. 17, 2022	34-95524	Order Extending Time to Issue Decision
Oct. 5, 2021	34-93262	Order Scheduling Briefs


Release Date	Release Number	Other Release Numbers	Name of Document
Nov. 4, 2021			Applicant's Opening Brief in Support of Application for Review with Exhibits 1-4
Dec. 7, 2021			FINRA'S Brief in Opposition to the Application for Review with Three Exhibits
Dec. 17, 2021			Applicant Reply Brief in Support of Application for Review
Nov. 15, 2022			Order Extending Time to Issue Decision
Aug. 17, 2022			Order Extending Time to Issue Decision
Feb. 13, 2023			Order Extending Time to Issue Decision