Administrative Proceeding File No. 3-20199

Respondents

DeMaria, Michael Andrew


Release Date	Release Number	Name of Document
May 16, 2023	34-97511	Opinion of the Commission
March 13, 2023	34-97120	Order Extending Time to Issue Decision
Dec. 13, 2022	34-96484	Order Extending Time to Issue Decision
Sept. 13, 2022	34-95756	Order Extending Time to Issue Decision
June 14, 2022	34-95105	Order Extending Time to Issue Decision
March 16, 2022	34-94438	Order Extending Time to Issue Decision
May 21, 2021	34-91969	Order Requesting Additional Briefing
Feb. 9, 2021	34-91085	Order Scheduling Briefs


Release Date	Release Number	Other Release Numbers	Name of Document
Jan. 7, 2021			Application for Review and Notice of Appearance (DeMaria)
April 13, 2021			Finra's Brief in Opposition to the Application for Review
April 13, 2021			Finra's Amended Brief in Opposition to the Application for Review
April 27, 2021			Mr.Demaria's Reply Brief to Finra's Opposition Brief
June 18, 2021			Mr. Demaria's Opening Brief in Support of the Commission's Jurisdiction over his Application for Review
July 3, 2021			Finra's Response to the Applicant's Initial Brief on the Issue of Jurisdiction
July 16, 2021			Mr. DeMaria's Reply Brief to Finra's Response on the Issue of Jurisdiction
Feb. 9, 2021			Order Scheduling Briefs
May 21, 2021			Order Requesting Additional Briefing
March 16, 2022			Order Extending Time to Issue Decision
June 14, 2022			Order Extending Time to Issue Decision
Dec. 13, 2022			Order Extending Time to Issue Decision
Sept. 13, 2022			Order Extending Time to Issue Decision
March 13, 2023			Order Extending Time to Issue Decision