Administrative Proceeding File No. 3-20126

Respondents

Clarke, Michael Joseph


Release Date	Release Number	Name of Document
July 10, 2023	34-97860	Opinion of the Commission
June 29, 2023	34-97821	34-97821
May 30, 2023	34-97619	Order Extending Time to Issue Decision
Feb. 27, 2023	34-96986	Order Extending Time to Issue Decision
Nov. 28, 2022	34-96388	Order Extending Time to Issue Decision
Aug. 29, 2022	34-95631	Order Extending Time to Issue Decision
May 31, 2022	34-95010	Order Extending Time to Issue Decision
Feb. 28, 2022	34-94321	Order Extending Time to Issue Decision
March 31, 2021	34-91448	Extension Order
March 8, 2021	34-91277	Extension Order
Feb. 5, 2021	34-91072	Extension Order
Jan. 6, 2021	34-90858	Renewed Order Scheduling Briefs
Nov. 23, 2020	34-90488	Order Scheduling Briefs


Release Date	Release Number	Other Release Numbers	Name of Document
Oct. 20, 2020			Application for Review of FINRA Final Decision
March 17, 2021			Letter from Respondent
April 29, 2021			Finra's Brief in Opposition to Application for Review
Nov. 23, 2020			Order Scheduling Briefs
Jan. 6, 2021			Renewed Order Scheduling Briefs
Feb. 5, 2021			Extension Order
March 8, 2021			Extension Order
March 31, 2021			Extension Order
Feb. 28, 2022			Order Extending Time to Issue Decision
May 31, 2022			Order Extending Time to Issue Decision
Nov. 28, 2022			Order Extending Time to Issue Decision
Aug. 29, 2022			Order Extending Time to Issue Decision
Feb. 27, 2023			Order Extending Time to Issue Decision
July 10, 2023			Opinion of the Commission