Administrative Proceeding File No. 3-19838

Respondents

Polit, John Christopher
Release Date Release Number Other Release Numbers Name of Document
34-92829
  • IA-5843
 Order Dismissing Proceeding
34-90150
  • IA-5611
 Order Granting an Extension of Time
34-89844
  • IA-5578
 Order Granting an Extension of Time
34-89171
  • IA-5528
 Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Respondent John Christopher Polit's Motion for Dismissal without Prejudice, or, in the Alternative, for Extension of Time to Respond to Order Instituting Proceedings
Divison's Response to Respondent's Motion for Dismissal without Prejudice, or, in the Alternative, for Extension of Time to Respond to Order Instituting Proceedings
Respondent John Christopher Polit's Reply to Enforcement's Response to Motion for Dismissal without Prejudice, or, in the Alternative, for Extension of Time to Respond to Order Instituting Proceedings
Division's Motion to the Commission to Dismiss Administrative Proceedings
Respondent John Christopher Polit's Partial Joinder with Enforcement's Motion to Dismiss, and Request for Other Relief
Division's Response to Respondent's Partial Joinder with Division's Motion to Dismiss, and Request for Other Relief
Respondent John Christopher Polit's Notice of Filing Document Mentioned but not filed with Partial Joinder with Enforcement's Motion to Dismiss, and Request for Other Relief
Respondent John Christopher Polit's Reply to Division's Response to Respondent's Partial Joinder with Division's Motion to Dismiss, and Request for Other Relief
Respondent John Christopher Polit's Request for Oral Argument
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Order Granting an Extension of Time
Order Granting an Extension of Time
Order Dismissing Proceeding

Documents