Administrative Proceeding File No. 3-19166

Respondents

Rivera, Oscar Ferrer


Release Date	Release Number	Name of Document
June 24, 2021	IA-5759	Opinion of the Commission
Oct. 7, 2019	34-87244	Order to Show Cause
July 15, 2019	34-86383	Order Regarding Service
May 14, 2019	IA-5234	Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Dec. 6, 2019			Division's motion for Default and Other Relief, with Ex. 1-4
May 14, 2019			Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
July 15, 2019			Order Regarding Service
Oct. 7, 2019			Order to Show Cause
June 24, 2021			Opinion of the Commission