Administrative Proceeding File No. 3-18979

Respondents

Alpine Securities Corporation
Release Date Release Number Other Release Numbers Name of Document
34-98868 Opinion of the Commission
34-98820 Order Extending Time to Issue Decision
34-98634 Order Extending Time to Issue Decision
34-98245 Order Extending Time to Issue Decision
34-98027 Order Extending Time to Issue Decision
34-97822 Order Extending Time to Issue Decision
34-97615 Order Extending Time to Issue Decision
34-97402 Order Extending Time to Issue Decision
34-97217 Order Extending Time to Issue Decision
34-96984 Order Extending Time to Issue Decision
34-96387 Order Extending Time to Issue Decision
34-95632 Order Extending Time to Issue Decision
34-95009 Order Extending Time to Issue Decision
34-94331 Order Extending Time to Issue Decision
34-93679 Order Extending Time to Issue Decision
34-92818 Order Extending Time to Issue Decision
34-92085 Order Extending Time to Issue Decision
34-91251 Order Extending Time to Issue Decision
34-90557 Order Extending Time to Issue Decision
34-88346 Order Requiring Additional Written Submissions
34-87734 Extension Order
34-87599 Order Denying Stay and Denying Motion for Protective Order
34-85245 Order Directing Additional Written Submissions
Release Date Release Number Other Release Numbers Name of Document
Application for Review
Alpine's Motion for an Interim Stay and Incorporated Memorandum of Points and
Authorities in Support
Brief of National Securities Clearing Corporation in Support of Its Motion for and
Extension of Time to file Opposition to the Alpine Securities Corporation's Application
for A Stay
Natl Secs Clearing Corp's (NSCC's) Application for Confidential Treatment and
Opposition to Alpine's Motion for an Interim Stay and Mem of Pts & Auth in Support
Alpine's Request for Confidential Treatment and Reply Memorandun in Support of Its
Motion for an Interim Stay-REDACTED
Alpine's Supplement to its Application for Confidential Treatment (submitted by
Alpine's Counsel Aaron D. Lebenta)
NSCC's Response to the SEC's Order Directing Additional Written Submissions,
Dated 3/4/19
Petitioner's Renewed Request for Issuance of a Briefing Schedule and Other
Appropriate Commission Action
NSCC's Response to Alpine's Request for a Briefing Schedule and Additional Action
NSCC's Brief Addressing Timeliness and Jurisdiction, Memorandum of Points and
Authorities in Support, Supplemental Declaration of Timothy Cuddihy
Applicant's Brief on Timeliness and Jurisdiction
NSCC's Reply Brief Regarding the Timeliness of Alpine's Application for Review and SEC Jurisdiction
Petitioner's Corrected Reply Brief Regarding the Timeliness of Alpine's Application for Review and Commission Jurisdiction
NSCC's Letter to the SEC
Letter from NSCC re: decision in NASDAQ v. SEC
Applicant’s Response to NSCC’s letter dated 6-10-2020
Order Directing Additional Written Submissions
Order Denying Stay and Denying Motion for Protective Order
Extension Order
Order Requiring Additional Written Submissions
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision

Documents