Administrative Proceeding File No. 3-18943

Respondents

Moskowitz, Mark J.


Release Date	Release Number	Name of Document
April 30, 2021	IA-5728	Opinion of the Commission
Jan. 14, 2020	IA-5433	Order
June 4, 2019	34-86029	Order to Show Cause
April 16, 2019	34-85660	Order Regarding Service
Dec. 20, 2018	IA-5081	Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
April 30, 2019			Division's Motion for Default Judgment and Imposition of Sanctions Against Respondent and Memorandum in Support
Dec. 17, 2019			Letter dated 11 /7 /19 from Respondent to APFllings mailbox requesting to speak with someone about his case due to his incarceration
Dec. 20, 2018			Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
April 16, 2019			Order Regarding Service
June 4, 2019			Order to Show Cause
Jan. 14, 2020			Order
April 30, 2021			Opinion of the Commission