Administrative Proceeding File No. 3-18554

Respondents

Commonwealth Capital Securities Corp.


Release Date	Release Number	Name of Document
July 8, 2020	34-89260	Opinion of the Commission
June 8, 2020	34-89029	Order Extending Time to Issue Decision
May 7, 2020	34-88835	Order Extending Time to Issue Decision
April 7, 2020	34-88573	Order Extending Time to Issue Decision
Feb. 7, 2020	34-88147	Order Extending Time to Issue Decision
Dec. 9, 2019	34-87703	Order Extending Time to Issue Decision
Oct. 8, 2019	34-87251	Order Extending Time to Issue Decision
Aug. 9, 2019	34-86616	Order Extending Time to Issue Decision
June 10, 2019	34-86074	Order Extending Time to Issue Decision
July 26, 2018	34-83719	Order Scheduling Briefs


Release Date	Release Number	Other Release Numbers	Name of Document
June 22, 2018			Application for Review Commonwealth Capital Securities Corp.and Notice of Appeal - Oral Argument Requested
Aug. 27, 2018			Appplicant's Memorandum of Law In Support of Its Appeal - Oral Argument Requested
Sept. 27, 2018			Brief of the Financial Industry Regulatory Authority in Opposition to Application for Review
Oct. 10, 2018			Applicant's Reply Memorandum of Law in Support of its Appeal
July 26, 2018			Order Scheduling Briefs
June 10, 2019			Order Extending Time to Issue Decision
Aug. 9, 2019			Order Extending Time to Issue Decision
Oct. 8, 2019			Order Extending Time to Issue Decision
Dec. 9, 2019			Order Extending Time to Issue Decision
Feb. 7, 2020			Order Extending Time to Issue Decision
April 7, 2020			Order Extending Time to Issue Decision
May 7, 2020			Order Extending Time to Issue Decision
June 8, 2020			Order Extending Time to Issue Decision
July 8, 2020			Opinion of the Commission