Administrative Proceeding File No. 3-18347
Respondents
Sweet, Brian, CPA
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| 34-93005 |
|
Notice That Initial Decision Has Become Final | |
| 1409 | Initial Decision | ||
| AP-6138 | Order | ||
| AP-5955 | Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC | ||
| AP-5954 | Notice from the Chief Administrative Law Judge | ||
| AP-5890 | Notice of Extension of Stay | ||
| AP-5835 | Notice of Stay | ||
| AP-5510 | Order Designating Presiding Judge | ||
| 34-82557 |
|
Order Instituting Public Administrative and Cease- And- Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions an\ d a Cease-and-Desist Order, and Notice of Hearing |