Administrative Proceeding File No. 3-18271

Respondents

Smith, Jeffrey D. Carswell, Joseph Fullard, Michael W.
Release Date Release Number Other Release Numbers Name of Document
1362 id1362cff
AP-6269 Order to Show Cause
AP-6117 Order
AP-5955 Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
AP-5954 Notice from the Chief Administrative Law Judge
1256 Initial Decision of Default
AP-5632 Order Denying Motion for Default and Sanctions Without Prejudice, Finding Service On Jeffrey D. Smith, and Directing Him to Show Cause
AP-5569 Order Ratifying Actions
AP-5523 Order to Show Cause, Set Motion Deadline, and Schedule the Submission of New Evidence
AP-5462 Order Regarding Service and Notice to the Parties
AP-5279 Order Regarding Service
AP-5234 Order Postponing Hearing and Directing the Division of Enforcement to File Declaration of Service
AP-5214 Order Scheduling Hearing and Designating Presiding Judge
34-81983 Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Motion by Division for a Finding That Respondents Joseph Carswell and Michael W.
Fullard Are in Default and For Imposition of Remedial Sanctions, with Exhibits A-D
Division's Response to Order Requiring it to File Supplemental Declaration Regarding
Status of Service of Jeffrey D. Smith
Motion by Division for a Finding That The Respondents, Jeffrey D Smith, Joseph
Carswell and Michael Fullard are in Default and for Imposition of Remedial Sanctions
Initial Decision of Default
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
Notice That Initial Decision Has Become Final
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Directing the Division of Enforcement to File Declaration of Service
Order Regarding Service
Order Regarding Service and Notice to the Parties
Order to Show Cause, Set Motion Deadline, and Schedule the Submission of New Evidence
Order Ratifying Actions
Order Denying Motion for Default and Sanctions Without Prejudice, Finding Service On Jeffrey D. Smith, and Directing Him to Show Cause
Notice from the Chief Administrative Law Judge
Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Order
Order to Show Cause
id1362cff

Documents