Administrative Proceeding File No. 3-18175

Respondents

Bank, Daryl G.
Release Date Release Number Other Release Numbers Name of Document
34-83011 Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 as to Bobby D. Jones
AP-5631 Order Following Prehearing Conference
AP-5608 Order Ratifying Prior Actions
AP-5610 Order Scheduling Prehearing Conference
34-82711 Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 as to Daryl G. Bank
AP-5314 Notice to the Parties, Order Allowing New Evidence, and Finding Service as to Respondent Daryl G. Bank
AP-5202 Order Regarding Service and Postponing Hearing
AP-5179 Order Consolidating Proceedings and Designating Presiding Judge
AP-5135 Order Postponing Hearing
AP-5058 Order Scheduling Hearing and Designating Presiding Judge
34-81593 Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Division's Letter Dated 1 /5/18 to ALJ Requesting Ratification of ALJ's Previous Decisions in this Proceeding, with Proposed Order
Letter dated 1/8/18 to ALJ from Respondent Bobby Jones objecting to Division's letter dated 1/5/18 lo ALJ requesting ratification of ALJ's previous decisions in this
proceeding, with proposed Order
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 as to Bobby D. Jones
Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 as to Daryl G. Bank
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing
Order Consolidating Proceedings and Designating Presiding Judge
Order Regarding Service and Postponing Hearing
Notice to the Parties, Order Allowing New Evidence, and Finding Service as to Respondent Daryl G. Bank
Order Scheduling Prehearing Conference
Order Ratifying Prior Actions
Order Following Prehearing Conference

Documents