Administrative Proceeding File No. 3-18130
Respondents
Gainer, Jeffrey
Release Date | Release Number | Other Release Numbers | Name of Document |
---|---|---|---|
1372 | Initial Decision of Default | ||
AP-6464 | Order to Show Cause | ||
AP-6335 | Order Following Prehearing Conference | ||
AP-6230 | Scheduling Prehearing Conference | ||
AP-6090 | Order Following Reassignment | ||
AP-5955 | Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC | ||
AP-5954 | Notice from the Chief Administrative Law Judge | ||
AP-5506 | Order | ||
AP-5389 | Order | ||
1221 | Initial Decision Making Findings and Imposing Sanction by Default | ||
AP-5176 | Order to Show Cause | ||
AP-5054 | Postponement Order | ||
AP-4996 | Order Scheduling Hearing and Designating Presiding Judge | ||
34-81461 |
|
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing |