Administrative Proceeding File No. 3-18126
Respondents
Reyes, Gerardo E.
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| 1367 | Initial Decision of Default | ||
| AP-6185 | Order to Show Cause | ||
| AP-6070 | Order Following Reassignment | ||
| AP-5955 | Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC | ||
| AP-5954 | Notice from the Chief Administrative Law Judge | ||
| 1248 | Initial Decision | ||
| AP-5503 | Order Ratifying Prior Actions | ||
| AP-5415 | Order Setting New Motions Schedule | ||
| AP-5366 | Order Following Prehearing Conference | ||
| AP-5245 | Order Setting Second Prehearing Conference | ||
| AP-5240 | Order Setting Motion Schedule | ||
| AP-5220 | Order Directing Respondent to Show Cause and Scheduling Prehearing Conference | ||
| AP-5041 | Order Postponing Hearing and to Clarify Service | ||
| AP-4993 | Order Scheduling Hearing and Designating Presiding Judge | ||
| 34-81458 |
|
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing |