Administrative Proceeding File No. 3-18070

Respondents

Lubin, David
Release Date Release Number Other Release Numbers Name of Document
AP-5954 Notice from the Chief Administrative Law Judge
34-83897 Order Instituing Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e)(1)(Iii) of the Commissions Rules of Practice, Making Findings, and Imposing Remedial Sanc\
tions and a Cease-and-Desist Order
AP-5885 Notice of Extension of Stay
AP-5873 Notice of Stay
AP-5770 Stay Order
AP-5577 Order Ratifying Prior Actions
AP-5347 Notice Regarding the Securities and Exchange Commission's Order On Pending Administrative Proceedings
AP-4997 Order Following Prehearing Conference
AP-4964 Order Scheduling Prehearing Conference
AP-4924 Order Designating Presiding Judge
34-81172 Order Instituting Public Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and \
a Cease-and-Desist Order and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Letter dated 12/7/17 from Division to ALJ, providing a copy of the Judgment and
requesting that ALJ await receipt of the Final Judgment before scheduling a
conference, with Exhibit 1
Letter of February 28, 2018 on behalf of the Division to report the parties anticipate
will shortly be filing a motion
Order Instituting Public Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and \
a Cease-and-Desist Order and Notice of Hearing
Order Instituing Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e)(1)(Iii) of the Commissions Rules of Practice, Making Findings, and Imposing Remedial Sanc\
tions and a Cease-and-Desist Order
Order Designating Presiding Judge
Order Scheduling Prehearing Conference
Order Following Prehearing Conference
Notice Regarding the Securities and Exchange Commission's Order On Pending Administrative Proceedings
Order Ratifying Prior Actions
Stay Order
Notice of Stay
Notice of Extension of Stay
Notice from the Chief Administrative Law Judge

Documents