Administrative Proceeding File No. 3-17948
Respondents
Khan, Abida
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| 34-80889 |
|
Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 | |
| AP-4856 | Stay Order | ||
| AP-4833 | Order to Show Cause | ||
| AP-4801 | Postponement Order | ||
| AP-4777 | Order Scheduling Hearing and Designating Presiding Judge | ||
| 34-80539 |
|
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing |