Administrative Proceeding File No. 3-17751

Respondents

Dekel, Roy
Release Date Release Number Other Release Numbers Name of Document
1298 Initial Decision
AP-6238 Order Following Prehearing Conference
AP-6096 Order Scheduling Prehearing Conference
AP-5978 Order Following Reassignment
AP-5955 Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
AP-5954 Notice from the Chief Administrative Law Judge
AP-5480 Order
AP-5401 Order
1157 Initial Decision
AP-4570 Prehearing Order
AP-4518 Order
AP-4489 Order Scheduling Hearing and Designating Presiding Judge
IA-4594 Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Applicant's Brief and Certification of Service
Supplemental Status Report
Respondent's Answer to Order Instituting Administrative Proceedings, and Notice of
Hearing
Division's Motion For Summary Disposition Against Respondent Roy Dekel And
Memorandum Of Law In Support
Letter dated 1/5/18 from Division to ALJ, requesting that she ratify the decisions all
prior actions in this matter, with proposed Order
Initial Decision
Initial Decision
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Notice That Initial Decision Has Become Final
Order Scheduling Hearing and Designating Presiding Judge
Order
Prehearing Order
Order
Order
Notice from the Chief Administrative Law Judge
Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Order Following Reassignment
Order Scheduling Prehearing Conference
Order Following Prehearing Conference

Documents