Administrative Proceeding File No. 3-17734

Respondents

Sequeira, Keith Patrick


Release Date	Release Number	Name of Document
March 18, 2022	34-94472	Order Denying Motion for Reconsideration
March 1, 2019	34-85231	Opinion of the Commission
Sept. 29, 2017	34-81786	Opinion of the Commission
Jan. 13, 2017	34-79797	Order Scheduling Briefs


Release Date	Release Number	Other Release Numbers	Name of Document
Dec. 16, 2016			Application for Review of FINRA's Decision Dated November 18, 2016
March 29, 2017			Applicant's Reply Brief
March 14, 2017			FINRA's Brief in Opposition to the Application for Review, with Attached Appendices A-E
Jan. 19, 2018			Application for Review of FINRA's Decision Following Remand from SEC
March 23, 2017			Applicant's Brief and Certification of Service
May 11, 2018			Applicant's Reply Brief
Feb. 9, 2019			Order Extending Time to Issue Decision
Dec. 9, 2020			Motion for Reconsideration
Sept. 29, 2017			Opinion of the Commission
Feb. 8, 2019			Order Extending Time to Issue Decision
March 1, 2019			Opinion of the Commission
March 18, 2022			Order Denying Motion for Reconsideration