Administrative Proceeding File No. 3-17685

Respondents

Mark D. Holt (a/ka Mark D. Holthusen)
Release Date Release Number Other Release Numbers Name of Document
34-80459
  • IA-4686
 Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934, and Section 203(f) of the Investment Advisers Act of 1940
AP-4653 Stay Order
AP-4580 Order Following Prehearing Conference
AP-4517 Order Following Prehearing Conference
AP-4476 Order Scheduling Prehearing Conference
AP-4470 Order Following Prehearing Conference
AP-4453 Order Postponing Hearing and Scheduling Prehearing Conference
AP-4370 Order Scheduling Hearing and Designating Presiding Judge
34-79338
  • IA-4569
 Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing Order of Suspension Pursuant to Rule 102(e)(2) of the Co\
mmission's Rules of Practice
Release Date Release Number Other Release Numbers Name of Document
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing Order of Suspension Pursuant to Rule 102(e)(2) of the Co\
mmission's Rules of Practice
Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934, and Section 203(f) of the Investment Advisers Act of 1940
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Scheduling Prehearing Conference
Order Following Prehearing Conference
Order Scheduling Prehearing Conference
Order Following Prehearing Conference
Stay Order

Documents