Administrative Proceeding File No. 3-17614

Respondents

Balter, Laurence I. d/b/a Oracle Investment Research
Release Date Release Number Other Release Numbers Name of Document
34-99944 Order Approving Application of Fund Administrator for Payment of Fees and Expenses and Authorizing the Approval and Payment of Fees and Expenses of Administration
34-97083 Order Directing Disbursement of Fair Fund
34-94857 Order Approving Plan of Distribution
34-94312 Order Extending Time to Enter an Order Approving or Disapproving Plan of Distribution
34-93872 Notice of Proposed Plan of Distribution and Opportunity for Comment
34-93317 Second Extension Order
34-91738 Extension Order
34-91570 Order Appointing Fund Administrator and Setting Bond Amount
34-81445 Order Appointing Tax Administrator
33-10367 Order Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of \
1940, and Sections 9(b) and 9(f) of the Investment Company Act of 1940
AP-4753 Order Granting Motion to Stay
AP-4659 Order Redesignating Presiding Judge
AP-4560 Order
AP-4534 Order
AP-4525 Scheduling Order
AP-4376 Prehearing Order
AP-4295 Postponement Order
AP-4222 Order Scheduling Hearing and Designating Presiding Judge
33-10228
  • 34-79032
  • IA-4545
  • IC-32301
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Sections 9(b) and 9(f) of the Investment Company Act of 1940
3-17614
Release Date Release Number Other Release Numbers Name of Document
Division's Opposition to Resp's Motion for A More Definite Statement, w/ Attach Declaration of Robert L. Tashjian In Support of the Div's Opposition to Respondent's Motion for a More Definite Statement
Joint Proposed Prehearing Schedules
Answer And Affirmative Defenses of Respondent Laurence I. Balter
Respondent's Motion For A More Definite Statement
Respondent's Memorandum of Points and Authorities In Support of Motion For A More Definite Statement
Distribution Plan
Distribution Plan
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Sections 9(b) and 9(f) of the Investment Company Act of 1940
Order Appointing Tax Administrator
Order Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of \
1940, and Sections 9(b) and 9(f) of the Investment Company Act of 1940
Notice of Proposed Plan of Distribution and Opportunity for Comment
Second Extension Order
Extension Order
Order Appointing Fund Administrator and Setting Bond Amount
Order Approving Plan of Distribution
Order Extending Time to Enter an Order Approving or Disapproving Plan of Distribution
Order Scheduling Hearing and Designating Presiding Judge
Postponement Order
Prehearing Order
Scheduling Order
Order
Order
Order Redesignating Presiding Judge
Order Granting Motion to Stay

Documents