Administrative Proceeding File No. 3-17595

Respondents

Och-Ziff Capital Management Group LLC Oz Management LP Och, Daniel S. Frank, Joel M.
Release Date Release Number Other Release Numbers Name of Document
34-91337 Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 21C of the Securities Exchange Act of 1934
AP-6807 Stay Order
AP-6804 Order Following Prehearing Conference
AP-6803 Order Scheduling Prehearing Conference
AP-6693 Order for Status Report
AP-6686 Order Redesignating Presiding Judge
AP-6502 Order Redesignating Presiding Judge
AP-6297 Order Denying Joint Proposal to Set a Schedule
AP-6213 Order Canceling Prehearing Conference and Directing Parties to File a Supplemental Joint Report
AP-6179 Order Scheduling Prehearing Conference
AP-6071 Order Following Reassignment
AP-5955 Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
AP-5954 Notice from the Chief Administrative Law Judge
AP-5942 Notice of Extension of Stay
AP-5861 Notice of Stay
AP-5600 Order Ratifying Prior Actions
AP-5346 Notice to the Parties and Order Following the Commission's Ratification of Administrative Law Judge Appointments
AP-4243 Order
AP-4219 Order Designating Presiding Judge
34-78989
  • IA-4540
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, and Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, Making Findings, Imposing Remedial Sanctions and a Cease-and-Desist Order, and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, and Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, Making Findings, Imposing Remedial Sanctions and a Cease-and-Desist Order, and Notice of Hearing
Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 21C of the Securities Exchange Act of 1934
Order Designating Presiding Judge
Order
Notice to the Parties and Order Following the Commission's Ratification of Administrative Law Judge Appointments
Order Ratifying Prior Actions
Notice of Stay
Notice of Extension of Stay
Notice from the Chief Administrative Law Judge
Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Order Following Reassignment
Order Scheduling Prehearing Conference
Order Canceling Prehearing Conference and Directing Parties to File a Supplemental Joint Report
Order Denying Joint Proposal to Set a Schedule
Order Redesignating Presiding Judge
Order Redesignating Presiding Judge
Order for Status Report
Order Scheduling Prehearing Conference
Order Following Prehearing Conference
Stay Order

Documents