Administrative Proceeding File No. 3-17547

Respondents

Sears, William J.
Release Date Release Number Other Release Numbers Name of Document
1405 Initial Decision
AP-6786 Order Extending Deadline for Issuance of Initial Decision
AP-6781 Order Extending Briefing Schedule and Requesting Supplemental Briefing
AP-6761 Order Extending Briefing Schedule
AP-6759 Protective Order
AP-6757 Order Regarding Service and Following Prehearing Conference
AP-6751 Order Regarding Service and Scheduling Prehearing Conference
AP-6747 Order Denying Motion to Postpone
AP-6140 Order On Procedures
AP-6116 Order On Motion to Withdraw
AP-5957 Order Following Reassignment
AP-5955 Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
AP-5954 Notice from the Chief Administrative Law Judge
AP-5922 Notice
AP-5864 Notice
AP-5449 Order
AP-5416 Order
AP-4172 Order Designating Presiding Judge
33-10212
  • 34-78865
 Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-D\
esist Order and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Division's Update on Status of United States v. Sears, No. 16-cr-301 (D. Colo.)
Division’s Motion for Summary Disposition
Division’s Notice to Pro Se Respondent
Division's response to July 29 2020 order
Initial Decision
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-D\
esist Order and Notice of Hearing
Notice That Initial Decision Has Become Final
Order Designating Presiding Judge
Order
Order
Notice
Notice
Notice from the Chief Administrative Law Judge
Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Order Following Reassignment
Order On Motion to Withdraw
Order On Procedures
Order Denying Motion to Postpone
Order Regarding Service and Scheduling Prehearing Conference
Order Regarding Service and Following Prehearing Conference
Protective Order
Order Extending Briefing Schedule
Order Extending Briefing Schedule and Requesting Supplemental Briefing
Order Extending Deadline for Issuance of Initial Decision

Documents