Administrative Proceeding File No. 3-17398

Respondents

Delaney Equity Group LLC Delaney, David C. Kass, Ian C.
Release Date Release Number Other Release Numbers Name of Document
33-10540
  • 34-83986
 Order Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Against Delaney Equity Group LLC and David C. Delaney Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1\
934
33-10541
  • 34-83987
 Order Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Against Ian C. Kass Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934
AP-5954 Notice from the Chief Administrative Law Judge
AP-5934 Notice of Extension of Stay
AP-5846 Notice of Stay
AP-5797 Stay Extension Order
AP-5700 Stay Order
AP-5278 Notice to the Parties and Order Ratifying Stay
AP-5203 Order Continuing Stay
AP-4765 Order On Continued Stay
AP-4299 Stay Order
AP-4290 Order On Subpoena
AP-4266 Order Granting Third Extension of Time to File Answer
AP-4199 Order Granting Second Extension of Time to File Answer
AP-4187 Scheduling Order
AP-4150 Order
AP-4123 Order Granting Extension of Time to File Answers
AP-4099 Order Postponing Hearing and Directing the Parties to Hold an Initial Prehearing Conference
AP-4069 Order Scheduling Hearing and Designating Presiding Judge
33-10122
  • 34-78594
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934
Release Date Release Number Other Release Numbers Name of Document
Respondents Delaney Equity Group LLC and David Delaney's Answer and Affirmative Defenses
United States Attorney's Application to Intervene Unopposed Motion to Stay This Proceeding, and Incorporated Memorandum of Law in Support
Respondents Delaney Equity Group LLC and David C. Delaney's Motion for Issuance of Subpoena Duces Tecum without Deposition to the SEC
Division of Corporation Finance and Division's Opposition to Respondents' Motion for Issuance of Subpoena Duces Tecum to the SEC
Respondents Delaney Equity Group LLC and David C. Delaney's Reply in Support of Motion for Issuance of Subpoena Duces Tecum without Deposition to the SEC
Respondents Delaney Equity Group LLC and David C. Delaney's Limited Response
To U.S. Attorney's Application To Intervene and Unopposed Motion To Stay Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934
Order Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Against Ian C. Kass Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934
Order Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Against Delaney Equity Group LLC and David C. Delaney Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1\
934
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Directing the Parties to Hold an Initial Prehearing Conference
Order Granting Extension of Time to File Answers
Order
Scheduling Order
Order Granting Second Extension of Time to File Answer
Order Granting Third Extension of Time to File Answer
Order On Subpoena
Stay Order
Order On Continued Stay
Order Continuing Stay
Notice to the Parties and Order Ratifying Stay
Stay Order
Stay Extension Order
Notice of Stay
Notice of Extension of Stay
Notice from the Chief Administrative Law Judge

Documents