Administrative Proceeding File No. 3-17157

Respondents

Zoernack, Steven EquityStar Capital Management, LLC
Release Date Release Number Other Release Numbers Name of Document
33-10461
  • 34-82773
  • IA-4859
  • IC-33034
 Order Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advis\
ers Act of 1940, and Section 9(b) of the Investment Company Act of 1940
AP-5369 Order Extending Stay
AP-5323 Notice to the Parties and Order Ratifying Stay
AP-5228 Stay Order
AP-5224 Amended Scheduling Order
AP-5189 Order Lifting Stay and Directing the Parties to Hold a Prehearing Conference
AP-4867 Order On Continued Stay
AP-4685 Order On Continued Stay
AP-4459 Order On Continued Stay
AP-4085 Stay Order
AP-3944 Scheduling Order
AP-3943 Protective Order
AP-3918 Order Rescheduling Prehearing Conference
AP-3904 Order
AP-3875 Order Denying Motion to Stay and Directing Respondents to Answer
AP-3844 Order to Show Cause
AP-3756 Order Postponing Hearing, Granting Extension, and Directing for a Declaration of Service
AP-3687 Order Scheduling Hearing and Designating Presiding Judge
33-10051
  • 34-77318
  • IA-4349
  • IC-32024
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Respondents' Answer
United States Attorney's Status Report Regarding Stay of Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing
Order Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advis\
ers Act of 1940, and Section 9(b) of the Investment Company Act of 1940
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing, Granting Extension, and Directing for a Declaration of Service
Order to Show Cause
Order Denying Motion to Stay and Directing Respondents to Answer
Order
Order Rescheduling Prehearing Conference
Scheduling Order
Protective Order
Stay Order
Order On Continued Stay
Order On Continued Stay
Order On Continued Stay
Order Lifting Stay and Directing the Parties to Hold a Prehearing Conference
Amended Scheduling Order
Stay Order
Notice to the Parties and Order Ratifying Stay
Order Extending Stay

Documents