Administrative Proceeding File No. 3-17138

Respondents

Securities Industry and Financial Markets Association
Release Date Release Number Other Release Numbers Name of Document
34-90087 Sec. Indus. & Fin. Mkts. Ass'n, File No. 3-15364 (June 25, 2013)
34-89504 Order Vacating Prior Order and Requesting Additional Briefs
34-84827 Order
Release Date Release Number Other Release Numbers Name of Document
NYSE Exchanges' Motion for Stay, Brief in Support, and Declaration of Clare
Saperstain in Support
Joinder in New York Stock Exchange LLC, NYSE Arca, Inc., NYSE American LLC,
and NYSE National, lnc.'s Motion to Stay
The Nasdaq Stock Market LLC, Nasdaq PHLX LLC, Nasdaq BX, Inc., Nasdaq ISE,
LLC, Nasdaq GEMX, LLC, and Nasdaq MRX, LLC's Notice of Withdrawal of Motion
for Reconsideration
Notice of Voluntary Dismissal of Applications
National Securities Exchanges' and National Market System Plans' Response to the Commission's August 7, 2020 Order
Application for an Order Setting Aside Rule Changes of Certain Self-Regulatory
Organizations Limiting Access to Their Services
Notice of Appearance. (Attys Eric D. McArthur, H.L. Rogers, and Kevin P. Garvey, of
Sidley· Austin, LLP, on behalf of SIFMA)
NASDAQ's Motion for Reconsideration of Order Remanding Challenges to Various
Rule Changes and Directing Exchanges to Develop Procedures
Motion for Expedited Reconsideration by new York Stock Exchange LLC, NYSE ARCA, Inc., NYSE American LLC, and NYSE National, Inc. and Brief in Support
Order
Order Vacating Prior Order and Requesting Additional Briefs
Sec. Indus. & Fin. Mkts. Ass'n, File No. 3-15364 (June 25, 2013)

Documents